Filing Details
- Accession Number:
- 0001144204-10-014383
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-18 13:00:00
- Reporting Period:
- 2010-03-17
- Filing Date:
- 2010-03-18
- Accepted Time:
- 2010-03-18 16:18:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1397821 | Duff & Phelps Corp | DUF | Finance Services (6199) | 208893559 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1413235 | Gerard Creagh | C/O Duff And Phelps Corporation 55 East 52Nd Street New York NY US 10055 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2010-03-17 | 2,500 | $17.52 | 188,060 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-03-17 | 1,725 | $17.53 | 186,335 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-03-17 | 2,500 | $17.64 | 183,835 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-03-17 | 1,720 | $17.65 | 182,115 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-03-17 | 2,500 | $17.71 | 179,615 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-03-17 | 1,720 | $17.72 | 177,895 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 27,612 | Indirect | See footnote |
Footnotes
- Open market sale pursuant to 10b5-1 trading plan adopted by Mr. Creagh on November 23, 2009 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Such shares of Class A common stock are held by a trust for the benefit of Mr. Creagh.