Filing Details
- Accession Number:
- 0001209191-10-017617
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-17 13:00:00
- Reporting Period:
- 2010-03-15
- Filing Date:
- 2010-03-17
- Accepted Time:
- 2010-03-17 16:41:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824068 | Ats Medical Inc | ATSI | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 411595629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1172346 | D Michael Dale | 3905 Annapolis Lane Minneapolis MN 55447 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-15 | 192,558 | $0.00 | 339,752 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-15 | 70,000 | $2.51 | 269,752 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-16 | 19,300 | $2.50 | 250,452 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2010-03-15 | 32,558 | $0.00 | 97,634 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2010-03-15 | 60,000 | $0.00 | 240,000 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2010-03-15 | 100,000 | $0.00 | 500,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 65,076 | 2008-03-15 | 2012-03-15 | No | 4 | M | Direct |
| 180,000 | 2009-03-15 | 2013-03-15 | No | 4 | M | Direct |
| 400,000 | 2010-03-15 | 2014-03-15 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | $0.00 | 2007-01-10 | 2011-01-10 | 8,000 | 8,000 | Direct |
| Common Stock | Restricted Stock Unit | $0.00 | 2009-07-30 | 2013-07-30 | 160,000 | 160,000 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2011-03-01 | 2015-03-01 | 500,000 | 500,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-01-10 | 8,000 | 8,000 | Direct |
| 2013-07-30 | 160,000 | 160,000 | Direct |
| 2015-03-01 | 500,000 | 500,000 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2009.
- 1 unit for 1 share of Common Stock.
- Represents last vesting date.
- Vests in 20% annual cumulative installments begininng the date shown.
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