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Filing Details

Accession Number:: 0001179110-10-006202
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-03-31 13:00:00
Reporting Period:: 2010-03-29

Filing Date:: 2010-03-31
Accepted Time:: 2010-03-31 21:43:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1288469	Maxlinear Inc	MXL	Semiconductors & Related Devices (3674)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1192362	D Richard Frisbie	C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451	No	No	Yes	No
1192451	P Kenneth Lawler	C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451	Yes	No	Yes	No
1192462	J Thomas Crotty	C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451	No	No	Yes	No
1199925	David R Tabors	C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451	No	No	Yes	No
1199926	R Scott Tobin	C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451	No	No	Yes	No
1199931	M Morgan Jones	C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451	No	No	Yes	No
1404826	Battery Investment Partners Vii, Llc	C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451	No	No	Yes	No
1404827	Battery Partners Vii, Llc	C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451	No	No	Yes	No
1404829	Battery Ventures Vii, L.p.	C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451	No	No	Yes	No
1404868	H Roger Lee	C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock ($0.0001 Par Value)	Disposition	2010-03-29	3,456,927	$0.00	0	No	4	J	Indirect	See Footnote
Class A Common Stock ($0.0001 Par Value)	Acquisiton	2010-03-29	394,244	$0.00	394,244	No	4	C	Indirect	See Footnote
Class A Common Stock ($0.0001 Par Value)	Disposition	2010-03-29	394,244	$14.00	0	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock ($0.0001 Par Value)	Class B Common Stock (convertible into Class A Common Stock)	Acquisiton	2010-03-29	3,456,927	$0.00	3,456,927	$0.00
Class A Common Stock ($0.0001 Par Value)	Class B Common Stock (convertible into Class A Common Stock)	Disposition	2010-03-29	394,244	$0.00	394,244	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,456,927			No	4	J	Indirect
3,062,683			No	4	C	Indirect

Footnotes

Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock ($0.0001 par value) automatically converted into one share of Class B Common Stock ($0.0001 par value) immediately prior to the closing of the Issuer's initial public offering on March 29, 2010.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the Issuer's publicly traded stock registered under Section 12(b) of the Securities and Exchange Act of 1934, as amended, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Issuer's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock.
Of the reported securities 3,391,938 were owned directly by Battery Ventures VII, L.P. The sole general partner of Battery Ventures VII, L.P. is Battery Partners VII, LLC. The managing members of Battery Partners VII, LLC are Kenneth P. Lawler, Thomas J. Crotty, Richard D. Frisbie, Morgan M. Jones, Roger H. Lee, R. David Tabors and Scott R. Tobin, who hold voting and dispositive power for the shares held by Battery Ventures VII, L.P. Each of Messrs. Lawler, Crotty, Frisbie, Jones, Lee, Tabors and Tobin disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Of the reported securities 64,989 were owned directly by Battery Investment Partners VII, LLC. The sole managing member of Battery Investment Partners VII, LLC is Battery Partners VII, LLC. The managing members of Battery Partners VII, LLC are Kenneth P. Lawler, Thomas J. Crotty, Richard D. Frisbie, Morgan M. Jones, Roger H. Lee, R. David Tabors and Scott R. Tobin, who hold voting and dispositive power for the shares held by Battery Ventures VII, L.P. Each of Messrs. Lawler, Crotty, Frisbie, Jones, Lee, Tabors and Tobin disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Each share of Class A Common Stock, which is the publicly traded stock, was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Persons.
Of the reported securities 386,832 were owned directly by Battery Ventures VII, L.P. The sole general partner of Battery Ventures VII, L.P. is Battery Partners VII, LLC. The managing members of Battery Partners VII, LLC are Kenneth P. Lawler, Thomas J. Crotty, Richard D. Frisbie, Morgan M. Jones, Roger H. Lee, R. David Tabors and Scott R. Tobin, who hold voting and dispositive power for the shares held by Battery Ventures VII, L.P. Each of Messrs. Lawler, Crotty, Frisbie, Jones, Lee, Tabors and Tobin disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Of the reported securities 7,412 were owned directly by Battery Investment Partners VII, LLC. The sole managing member of Battery Investment Partners VII, LLC is Battery Partners VII, LLC. The managing members of Battery Partners VII, LLC are Kenneth P. Lawler, Thomas J. Crotty, Richard D. Frisbie, Morgan M. Jones, Roger H. Lee, R. David Tabors and Scott R. Tobin, who hold voting and dispositive power for the shares held by Battery Ventures VII, L.P. Each of Messrs. Lawler, Crotty, Frisbie, Jones, Lee, Tabors and Tobin disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Of the reported securities 3,005,106 are owned directly by Battery Ventures VII, L.P. The sole general partner of Battery Ventures VII, L.P. is Battery Partners VII, LLC. The managing members of Battery Partners VII, LLC are Kenneth P. Lawler, Thomas J. Crotty, Richard D. Frisbie, Morgan M. Jones, Roger H. Lee, R. David Tabors and Scott R. Tobin, who hold voting and dispositive power for the shares held by Battery Ventures VII, L.P. Each of Messrs. Lawler, Crotty, Frisbie, Jones, Lee, Tabors and Tobin disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Of the reported securities 57,577 are owned directly by Battery Investment Partners VII, LLC. The sole managing member of Battery Investment Partners VII, LLC is Battery Partners VII, LLC. The managing members of Battery Partners VII, LLC are Kenneth P. Lawler, Thomas J. Crotty, Richard D. Frisbie, Morgan M. Jones, Roger H. Lee, R. David Tabors and Scott R. Tobin, who hold voting and dispositive power for the shares held by Battery Ventures VII, L.P. Each of Messrs. Lawler, Crotty, Frisbie, Jones, Lee, Tabors and Tobin disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.