Filing Details
- Accession Number:
- 0001209191-10-017619
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-17 13:00:00
- Reporting Period:
- 2010-03-15
- Filing Date:
- 2010-03-17
- Accepted Time:
- 2010-03-17 16:42:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
824068 | Ats Medical Inc | ATSI | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 411595629 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1376547 | R David Elizondo | 11625 Pondview Court Champlin MN 55316 | Vp-Research & Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-15 | 39,576 | $0.00 | 97,713 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-16 | 14,760 | $2.51 | 82,953 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2010-03-15 | 8,837 | $0.00 | 26,511 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2010-03-15 | 17,526 | $0.00 | 70,103 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2010-03-15 | 13,213 | $0.00 | 66,065 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
17,674 | 2008-03-15 | 2012-03-15 | No | 4 | M | Direct |
52,577 | 2009-03-15 | 2013-03-15 | No | 4 | M | Direct |
52,852 | 2010-03-15 | 2014-03-05 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 2007-09-29 | 2011-09-29 | 20,000 | 20,000 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2009-07-30 | 2013-07-30 | 40,000 | 40,000 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2011-03-01 | 2015-03-01 | 53,410 | 53,410 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2011-03-01 | 2015-03-01 | 15,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-09-29 | 20,000 | 20,000 | Direct |
2013-07-30 | 40,000 | 40,000 | Direct |
2015-03-01 | 53,410 | 53,410 | Direct |
2015-03-01 | 15,000 | 15,000 | Direct |
Footnotes
- Includes shares acquired under the Employee Stock Purchase Plan as of January 31, 2010.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2009.
- 1 unit for 1 share of Common Stock.
- Vests in cumulative annual installments of 20% beginning the date shown.
- Represents last vesting date.
- Vests in 20% annual cumulative installments starting on the date shown; in the second year remaining vesting is subject to acceleration if certain performance criteria are met.