Filing Details
- Accession Number:
- 0001140361-10-011035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-10 12:00:00
- Reporting Period:
- 2010-03-09
- Filing Date:
- 2010-03-10
- Accepted Time:
- 2010-03-10 12:29:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1089819 | Cleco Corp | CNL | Electric Services (4911) | 721445282 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1239012 | M Stephen Carter | P.o. Box 5000 Pineville LA 71361-5000 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par | Disposition | 2010-03-09 | 4,766 | $25.98 | 21,961 | No | 4 | I | Direct | |
| Common Stock, $1 Par | Acquisiton | 2010-03-09 | 2,840 | $0.00 | 24,801 | No | 4 | M | Direct | |
| Common Stock, $1 Par | Disposition | 2010-03-09 | 2,840 | $26.00 | 21,961 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | I | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par | Non-Qualified Stock Option | Disposition | 2010-03-09 | 1,000 | $0.00 | 1,000 | $22.25 |
| Common Stock, $1 Par | Non-Qualified Stock Option | Disposition | 2010-03-09 | 1,840 | $0.00 | 1,840 | $16.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,840 | 2006-07-27 | 2011-07-27 | No | 4 | X | Direct |
| 0 | 2008-07-25 | 2013-07-25 | No | 4 | X | Direct |
Footnotes
- Sale of shares held in the reporting person's 401(k).
- 1,000 shares at $22.25 and 1,840 shares at $16.25.
- Right to buy granted under the Company's 2000 Long-Term Incentive Compensation Plan.
Billionaire Hedge Funds
