Filing Details
- Accession Number:
- 0001244009-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-04 12:00:00
- Reporting Period:
- 2010-02-02
- Filing Date:
- 2010-03-04
- Accepted Time:
- 2010-03-04 15:24:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1088144 | Rome Bancorp Inc | ROME | Savings Institution, Federally Chartered (6035) | 161573070 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1244009 | R Bruce Engelbert | C/O Rome Bancrop Inc 100 West Dominick Street Rome NY 13440 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Rome Bancorp Common Stock Par Value 0.01 Per Share | Acquisiton | 2010-02-02 | 1,716 | $8.20 | 60,543 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Rome Bancorp Common Stock Par Value 0.01 Per Share | 37,321 | Indirect | 19,453 in deferred comp/IRA; 16,918 held by spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Rome Bancorp Common Stock Par Value 0.01 Per Share | Stock options under Rome Bancorp 2006 SOP | $12.84 | 29,500 | 29,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
29,500 | 29,500 | Direct |
Footnotes
- Options under the Rome Bancorp 2006 SOP vest in 5 equal installments commencing 5/24/07 and expire 5/24/16.