Filing Details
- Accession Number:
- 0000719955-10-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-29 13:00:00
- Reporting Period:
- 2010-03-25
- Filing Date:
- 2010-03-29
- Accepted Time:
- 2010-03-29 21:48:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719955 | Williams Sonoma Inc | WSM | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 942203880 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1225922 | Laura Alber | 3250 Van Ness Avenue San Francisco CA 94109 | President Wsi | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-25 | 146,600 | $13.85 | 193,691 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-25 | 146,600 | $27.54 | 47,091 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-03-26 | 139 | $27.10 | 10,498 | No | 4 | J | Indirect | by Managed Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Indirect | by Managed Account |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-03-25 | 146,600 | $27.54 | 146,600 | $13.85 |
Common Stock | Restricted Stock Units | Acquisiton | 2010-03-25 | 280,000 | $0.00 | 280,000 | $0.00 |
Common Stock | Stock Appreciation Rights | Acquisiton | 2010-03-25 | 200,000 | $0.00 | 200,000 | $27.72 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-03-19 | No | 4 | M | Direct | |
280,000 | 2014-03-25 | 2014-03-25 | No | 4 | A | Direct |
200,000 | 2020-03-25 | No | 4 | A | Direct |
Footnotes
- Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $27.50 to $27.77. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The reporting person owns $284,513.27 in the Williams-Sonoma, Inc. stock fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated March 26, 2010. The number of shares indirectly owned was calculated by dividing the amount owned in the Williams-Sonoma, Inc. stock fund by $27.10, the closing price of Williams-Sonoma, Inc. common stock on March 25, 2010.
- The options vested in equal installments on March 19, 2002, 2003, 2004, 2005, and 2006.
- Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
- Vesting of restricted stock units subject to a performance metric.
- The stock settled stock appreciation rights vest in four equal annual installments on March 25, 2011, 2012, 2013, and 2014.