Filing Details
- Accession Number:
- 0001140361-10-012949
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-19 13:00:00
- Reporting Period:
- 2010-03-18
- Filing Date:
- 2010-03-19
- Accepted Time:
- 2010-03-19 16:37:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1080359 | Alloy Inc | ALOY | Services-Advertising Agencies (7311) | 043310676 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1346543 | Srb Management, L.p. | 300 Crescent Court Suite 1111 Dallas TX 75201 | No | No | No | Yes | |
1349003 | Bc Advisors Llc | 300 Crescent Court Suite 1111 Dallas TX 75201 | No | No | No | Yes | |
1349005 | R Steven Becker | 300 Crescent Court Suite 1111 Dallas TX 75201 | No | No | No | Yes | |
1458693 | A Matthew Drapkin | 300 Crescent Court Suite 1111 Dallas TX 75201 | No | No | No | Yes | |
1477651 | Bd Media Investors Lp | 300 Crescent Court Ste 1111 Dallas TX 75201 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-18 | 2,100 | $7.93 | 672,037 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Footnotes
- Represents 672,037 shares of common stock ("Common Stock") of Alloy, Inc. (the "Issuer") directly beneficially owned by BD Media Investors LP ("BD Media").
- On December 17, 2009, BD Media, SRB Greenway Opportunity Fund (QP), L.P. ("Greenway Opportunity QP"), SRB Greenway Opportunity Fund, L.P. ("Greenway Opportunity, L.P."), SRB Management, L.P. ("SRB Management"), BC Advisors, LLC ("BCA"), Steven R. Becker ("Mr. Becker") and Matthew A. Drapkin ("Mr. Drapkin", and collectively with BD Media, SRB Management, BCA and Mr. Becker, the "Reporting Persons") and Kleinheinz Capital Partners, Inc., Kleinheinz Capital Partners LDC, Global Undervalued Securities Master Fund, L.P., Global Undervalued Securities Fund, L.P., Global Undervalued Securities Fund (QP), L.P., Global Undervalued Securities Fund, Ltd., and John B. Kleinheinz (the "Kleinheinz Parties") entered into a Joint Filing Agreement (the "Joint Filing Agreement"). (Continued in Footnote 3.)
- Pursuant to the Joint Filing Agreement, the Reporting Persons, Greenway Opportunity QP, Greenway Opportunity, L.P. and the Kleinheinz Parties agreed to coordinate their actions with respect to the purchase and sale of Common Stock and discussions over certain matters with the Issuer.
- As a result of the agreements contained in the Joint Filing Agreement, the Reporting Persons may be deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with Greenway Opportunity QP, Greenway Opportunity, L.P. and the Kleinheinz Parties, and, therefore, may be deemed to beneficially own Common Stock beneficially owned by Greenway Opportunity QP, Greenway Opportunity, L.P. or the Kleinheinz Parties. The Reporting Persons disclaim beneficial ownership of any shares of Common Stock beneficially owned by Greenway Opportunity QP, Greenway Opportunity, L.P. or the Kleinheinz Parties, and they also disclaim pecuniary interest in any shares of Common Stock beneficially owned by the Kleinheinz Parties. (Continued in Footnote 5.)
- This Form 4 and the filing hereof shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Common Stock for any purpose, other than the Common Stock reported in Table 1, or that any Reporting Person is a member of a "group". This Form 4 does not reflect any Common Stock owned, acquired or disposed of by Greenway Opportunity QP, Greenway Opportunity, L.P. or the Kleinheinz Parties.
- SRB Management, as the general partner of, and investment manager for, BD Media; BCA, as the general partner of SRB Management; and Mr. Becker and Mr. Drapkin, as the sole members and co-managing members of BCA and limited partners of SRB Management, may in each case be deemed to be beneficial owners of the securities reported herein for purposes of Rule 16a-1(a) of the Exchange Act. SRB Management, BCA, Mr. Becker and Mr. Drapkin disclaim any beneficial ownership of any Common Stock listed herein, except to the extent of any pecuniary interest therein.