Filing Details
- Accession Number:
- 0001144204-10-014391
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-18 13:00:00
- Reporting Period:
- 2010-03-17
- Filing Date:
- 2010-03-18
- Accepted Time:
- 2010-03-18 16:23:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1397821 | Duff & Phelps Corp | DUF | Finance Services (6199) | 208893559 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1413238 | Brett Marschke | C/O Duff And Phelps Corporation 55 East 52Nd Street New York NY US 10055 | Executive Vp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2010-03-17 | 1,002 | $17.52 | 80,805 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-03-17 | 1,500 | $17.61 | 79,305 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-03-17 | 997 | $17.64 | 78,308 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-03-17 | 997 | $17.71 | 77,311 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-03-17 | 1,500 | $17.72 | 75,811 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-03-17 | 1,500 | $17.76 | 74,311 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Open market sale pursuant to 10b5-1 trading plan adopted by Mr. Marschke on November 30, 2009 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.