Filing Details
- Accession Number:
- 0001321741-10-000004
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-03-15 13:00:00
- Reporting Period:
- 2009-02-24
- Filing Date:
- 2010-03-15
- Accepted Time:
- 2010-03-15 16:37:55
- Original Submission Date:
- 2009-02-25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321741 | Gladstone Investment Corporation | GAIN | () | 830423116 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238279 | R A David Dullum | 1521 Westbranch Drive Suite 200 Mclean VA 22102 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-02-24 | 4,000 | $2.92 | 22,818 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,349 | Indirect | spouse |
Footnotes
- Amended to show Mr. Dullum directly owned 22,828 instead of 24,267.
- Shares of common stock which are held in the name of Mr. Dullum's spouse. Mr. Dullum disclaims beneficial ownership of those 1,349 shares and this report shall not be deemed an admission that Mr. Dullum is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
