Filing Details
- Accession Number:
- 0001179110-10-006116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-29 13:00:00
- Reporting Period:
- 2010-03-26
- Filing Date:
- 2010-03-29
- Accepted Time:
- 2010-03-29 19:36:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1350102 | Ascent Solar Technologies Inc. | ASTI | Semiconductors & Related Devices (3674) | 203672603 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1325956 | John Richard Swanson | C/O Ascent Solar Technologies, Inc. 8120 Shaffer Parkway Littleton CO 80127 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-26 | 3,249 | $3.87 | 13,291 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-26 | 5,751 | $3.82 | 7,540 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-29 | 5,000 | $3.93 | 2,540 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Mr. Swanson also holds vested options to purchase 16,000 shares of common stock that expire on January 30, 2017.