Filing Details
- Accession Number:
- 0001209191-10-017266
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-16 13:00:00
- Reporting Period:
- 2010-03-12
- Filing Date:
- 2010-03-16
- Accepted Time:
- 2010-03-16 16:14:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1132484 | Netezza Corp | NZ | Electronic Computers (3571) | 043527320 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1012501 | J Paul Ferri | C/O Matrix Partners 1000 Winter St., Suite 4500 Waltham MA 02451 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-12 | 1,428,000 | $0.00 | 2,851,345 | No | 4 | J | Indirect | By Matrix Partners VI, L.P. |
Common Stock | Disposition | 2010-03-12 | 474,669 | $0.00 | 952,978 | No | 4 | J | Indirect | By Matrix VI Parallel Partnership-A, L.P. |
Common Stock | Disposition | 2010-03-12 | 159,600 | $0.00 | 318,680 | No | 4 | J | Indirect | By Matrix VI Parallel Partnership-B, L.P. |
Common Stock | Disposition | 2010-03-12 | 336,000 | $0.00 | 670,903 | No | 4 | J | Indirect | By Weston & Co. VI LLC |
Common Stock | Acquisiton | 2010-03-12 | 36,025 | $0.00 | 84,902 | No | 4 | J | Direct | |
Common Stock | Disposition | 2010-03-15 | 1,731 | $11.85 | 951,247 | No | 4 | S | Indirect | By Matrix VI Parallel Partnership-A, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By Matrix Partners VI, L.P. |
No | 4 | J | Indirect | By Matrix VI Parallel Partnership-A, L.P. |
No | 4 | J | Indirect | By Matrix VI Parallel Partnership-B, L.P. |
No | 4 | J | Indirect | By Weston & Co. VI LLC |
No | 4 | J | Direct | |
No | 4 | S | Indirect | By Matrix VI Parallel Partnership-A, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 347,083 | Indirect | By Matrix Partners VIII, L.P. |
Common Stock | 765 | Indirect | By Weston & Co. VIII LLC |
Footnotes
- Pro-rata distribution in kind and without consideration to the partners of Matrix Partners VI, L.P.
- Mr. Ferri is a Managing Member of Matrix VI Management Co., L.L.C., which serves as the general partner of Matrix Partners VI, L.P., Matrix VI Parallel Partnership-A, L.P., and Matrix VI Parallel Partnership-B, L.P. Mr. Ferri, by virtue of his management position in Matrix VI Management Co., L.L.C., has sole voting and dispositive power with respect to the shares held by Matrix Partners VI, L.P., Matrix VI Parallel Partnership-A, L.P., and Matrix VI Parallel Partnership-B, L.P. Mr. Ferri disclaims beneficial ownership of the securities held by Matrix Partners VI, L.P., Matrix VI Parallel Partnership-A, L.P. and Matrix VI Parallel Partnership-B, L.P., except to the extent of his pecuniary interest therein.
- Pro-rata distribution in kind and without consideration to the partners of Matrix VI Parallel Partnership-A, L.P.
- Pro-rata distribution in kind and without consideration to the partners of Matrix VI Parallel Partnership-B, L.P.
- Re-registration of shares by Weston & Co. VI LLC for no consideration in the names of the beneficial owners of those shares.
- Mr. Ferri is authorized by the sole member of Weston & Co. VI LLC to take any action as directed by the underlying beneficial owners with respect to the shares held by this entity, and Mr. Ferri disclaims beneficial ownership of such shares. Mr. Ferri does not have sole or shared voting or investment control with respect to any of the shares held by Weston & Co. VI LLC.
- Change from indirect to direct ownership upon a distribution of shares by Matrix Partners VI, L.P., Matrix VI Parallel Partnership-A, L.P. and Matrix VI Parallel Partnership-B, L.P., which shares were previously reported as indirectly beneficially owned by Mr. Ferri.
- The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $11.72 to $11.97 per share. The reporting person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Mr. Ferri is a Managing Member of Matrix VIII US Management Co., L.L.C. which serves as the general partner of Matrix Partners VIII, L.P. Mr Ferri by virtue of his management position in Matrix VIII US Management Co., L.L.C., has sole voting and dispositive power with respect to the shares held by Matrix Partners VIII, L.P. Mr. Ferri disclaims beneficial ownership of the securities held by Matrix Partners VIII, L.P. except to the extent of his pecuniary interest therein.
- Mr. Ferri is authorized by the sole member of Weston & Co. VIII LLC to take any action as directed by the underlying beneficial owners with respect to the shares held by this entity, and Mr. Ferri disclaims beneficial ownership of such shares. Mr. Ferri does not have sole or shared voting or investment control with respect to any of the shares held by Weston & Co. VIII LLC.