Filing Details
- Accession Number:
- 0001181431-10-015071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-09 12:00:00
- Reporting Period:
- 2010-03-05
- Filing Date:
- 2010-03-09
- Accepted Time:
- 2010-03-09 20:14:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1297401 | Dreamworks Animation Skg Inc. | DWA | Services-Motion Picture & Video Tape Production (7812) | 680589190 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1387235 | Anne Globe | C/O Dreamworks Animation Skg, Inc. 1000 Flower Street Glendale CA 91201 | Head Of Worldwide Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-03-05 | 6,964 | $31.41 | 63,218 | No | 4 | M | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-03-05 | 870 | $22.43 | 64,088 | No | 4 | M | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-03-05 | 6,096 | $32.31 | 70,184 | No | 4 | M | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-03-05 | 43,830 | $28.00 | 114,014 | No | 4 | M | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2010-03-05 | 57,760 | $41.60 | 56,254 | No | 4 | S | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-03-08 | 3,598 | $28.10 | 59,852 | No | 4 | M | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2010-03-08 | 3,598 | $42.51 | 56,254 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-05 | 6,964 | $0.00 | 6,964 | $31.41 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-05 | 870 | $0.00 | 870 | $22.43 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-05 | 6,096 | $0.00 | 6,096 | $32.31 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-05 | 43,830 | $0.00 | 43,830 | $28.00 |
Class A Common Stock | Stock Appreciation Rights | Disposition | 2010-03-05 | 11,000 | $0.00 | 11,000 | $28.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-10-27 | No | 4 | M | Direct | |
6,094 | 2005-04-02 | 2014-10-27 | No | 4 | M | Direct |
868 | 2004-10-27 | 2014-10-27 | No | 4 | M | Direct |
0 | 2014-10-27 | No | 4 | M | Direct | |
110,319 | 2009-10-31 | 2018-10-31 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $41.48 to $41.82 inclusive. The reporting person undertakes to provide DreamWorks Animation SKG, Inc., any securityholder of DreamWorks Animation SKG, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.
- The options exercised vested as follows:(a) 4,178 shares on October 27,2004; (b) 1,045 shares on April 2, 2005; (c) 871 shares on April 2, 2006; and (d) 870 shares on April 2, 2007.
- The options exercised vested in five equal installments beginning on October 27, 2005.