Filing Details

Accession Number:
0000014693-10-000017
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-17 13:00:00
Reporting Period:
2010-03-16
Filing Date:
2010-03-17
Accepted Time:
2010-03-17 18:02:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA, BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
902312 Ii Owsley Brown 850 Dixie Highway
Louisville KY 40210
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Acquisiton 2010-03-16 3,166 $55.27 53,174 No 4 P Indirect Breeze Hill LP
Class B Common Disposition 2010-03-16 41,704 $55.27 26,298 No 4 S Indirect Equal Shares 2006, LP
Class B Common Acquisiton 2010-03-16 16,881 $55.27 43,499 No 4 P Indirect Longview, LP
Class B Common Acquisiton 2010-03-16 9,499 $55.27 141,901 No 4 P Indirect Poplar Terrace LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Breeze Hill LP
No 4 S Indirect Equal Shares 2006, LP
No 4 P Indirect Longview, LP
No 4 P Indirect Poplar Terrace LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 117,016 Direct
Class A Common 200,032 Indirect Breeze Hill LP
Class A Common 336,517 Indirect GRAT 1994
Class A Common 22,958 Indirect GRAT 2001
Class A Common 99,964 Indirect Longview LP
Class A Common 529,610 Indirect Poplar Terrace LP
Class A Common 1,612 Indirect Guilford-Brown LP
Class A Common 3,789 Indirect Nectar LP
Class A Common 438,009 Indirect Ganymede LP
Class A Common 2,113,839 Indirect Olympus Three, LLC
Class A Common 173,579 Indirect Spouse
Class B Common 49,745 Direct
Class B Common 84,129 Indirect GRAT 1994
Class B Common 2,488 Indirect GRAT 2001
Class B Common 947 Indirect Nectar
Class B Common 433,236 Indirect Hebe, LP
Class B Common 3,171 Indirect Hebe Non-Exempt Trust fbo Owsley Brown II
Class B Common 1,092 Indirect Hebe Exempt Trust fbo Owsley Brown II
Class B Common 1,276,190 Indirect GANYMO Trust/Partnership
Class B Common 4,070,186 Indirect Olympus Three, LLC
Class B Common 43,270 Indirect Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Non_Qualified Stock Option (right to buy) $26.67 2004-05-01 2011-04-30 80,112 80,112 Direct
Class B Common Non-Qualified Stock Option (right to buy) $25.06 2005-05-01 2012-04-30 101,568 101,568 Direct
Class B Common Non-Qualified Stock Option (right to buy) $30.62 2006-05-01 2013-04-30 101,488 101,488 Direct
Class B Common Non-Qualified Stock Option (right to buy) $36.35 2007-05-01 2014-04-30 81,208 81,208 Direct
Class B Common Stock Appreciation Right $54.40 2007-11-15 2017-04-30 3,284 3,284 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-04-30 80,112 80,112 Direct
2012-04-30 101,568 101,568 Direct
2013-04-30 101,488 101,488 Direct
2014-04-30 81,208 81,208 Direct
2017-04-30 3,284 3,284 Direct
Footnotes
  1. Corrects prior reporting error.