Filing Details
- Accession Number:
- 0000014693-10-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-17 13:00:00
- Reporting Period:
- 2010-03-16
- Filing Date:
- 2010-03-17
- Accepted Time:
- 2010-03-17 18:02:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
902312 | Ii Owsley Brown | 850 Dixie Highway Louisville KY 40210 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common | Acquisiton | 2010-03-16 | 3,166 | $55.27 | 53,174 | No | 4 | P | Indirect | Breeze Hill LP |
Class B Common | Disposition | 2010-03-16 | 41,704 | $55.27 | 26,298 | No | 4 | S | Indirect | Equal Shares 2006, LP |
Class B Common | Acquisiton | 2010-03-16 | 16,881 | $55.27 | 43,499 | No | 4 | P | Indirect | Longview, LP |
Class B Common | Acquisiton | 2010-03-16 | 9,499 | $55.27 | 141,901 | No | 4 | P | Indirect | Poplar Terrace LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Breeze Hill LP |
No | 4 | S | Indirect | Equal Shares 2006, LP |
No | 4 | P | Indirect | Longview, LP |
No | 4 | P | Indirect | Poplar Terrace LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common | 117,016 | Direct | |
Class A Common | 200,032 | Indirect | Breeze Hill LP |
Class A Common | 336,517 | Indirect | GRAT 1994 |
Class A Common | 22,958 | Indirect | GRAT 2001 |
Class A Common | 99,964 | Indirect | Longview LP |
Class A Common | 529,610 | Indirect | Poplar Terrace LP |
Class A Common | 1,612 | Indirect | Guilford-Brown LP |
Class A Common | 3,789 | Indirect | Nectar LP |
Class A Common | 438,009 | Indirect | Ganymede LP |
Class A Common | 2,113,839 | Indirect | Olympus Three, LLC |
Class A Common | 173,579 | Indirect | Spouse |
Class B Common | 49,745 | Direct | |
Class B Common | 84,129 | Indirect | GRAT 1994 |
Class B Common | 2,488 | Indirect | GRAT 2001 |
Class B Common | 947 | Indirect | Nectar |
Class B Common | 433,236 | Indirect | Hebe, LP |
Class B Common | 3,171 | Indirect | Hebe Non-Exempt Trust fbo Owsley Brown II |
Class B Common | 1,092 | Indirect | Hebe Exempt Trust fbo Owsley Brown II |
Class B Common | 1,276,190 | Indirect | GANYMO Trust/Partnership |
Class B Common | 4,070,186 | Indirect | Olympus Three, LLC |
Class B Common | 43,270 | Indirect | Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class B Common | Non_Qualified Stock Option (right to buy) | $26.67 | 2004-05-01 | 2011-04-30 | 80,112 | 80,112 | Direct |
Class B Common | Non-Qualified Stock Option (right to buy) | $25.06 | 2005-05-01 | 2012-04-30 | 101,568 | 101,568 | Direct |
Class B Common | Non-Qualified Stock Option (right to buy) | $30.62 | 2006-05-01 | 2013-04-30 | 101,488 | 101,488 | Direct |
Class B Common | Non-Qualified Stock Option (right to buy) | $36.35 | 2007-05-01 | 2014-04-30 | 81,208 | 81,208 | Direct |
Class B Common | Stock Appreciation Right | $54.40 | 2007-11-15 | 2017-04-30 | 3,284 | 3,284 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-04-30 | 80,112 | 80,112 | Direct |
2012-04-30 | 101,568 | 101,568 | Direct |
2013-04-30 | 101,488 | 101,488 | Direct |
2014-04-30 | 81,208 | 81,208 | Direct |
2017-04-30 | 3,284 | 3,284 | Direct |
Footnotes
- Corrects prior reporting error.