Filing Details
- Accession Number:
- 0001181431-10-017443
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-19 13:00:00
- Reporting Period:
- 2010-03-17
- Filing Date:
- 2010-03-19
- Accepted Time:
- 2010-03-19 16:18:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1082368 | Bank Of Florida Corp | BOFL | National Commercial Banks (6021) | 593535315 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1350682 | L Tracy Keegan | 1185 Immokalee Road Naples FL 34110 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-17 | 2,599 | $1.02 | 4,311 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Common Stock | 10,000 | Direct | |
Restricted Common Stock | 12,000 | Direct | |
Common Stock | 2,609 | Indirect | 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $22.70 | 2007-01-01 | 2016-01-01 | 10,000 | 10,000 | Direct |
Common Stock | Stock Option | $20.50 | 2008-01-03 | 2017-01-03 | 2,800 | 2,800 | Direct |
Newly Issued Securities | Series B Preferred Stock | $25,000.00 | 2009-06-29 | 2011-01-01 | 0 | 1 | Direct |
Common Stock | Warrants | $3.47 | 2009-06-29 | 2019-06-29 | 720 | 1 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-01-01 | 10,000 | 10,000 | Direct |
2017-01-03 | 2,800 | 2,800 | Direct |
2011-01-01 | 0 | 1 | Direct |
2019-06-29 | 720 | 1 | Direct |
Footnotes
- Vests in three annual installments beginning on this date.
- Vests in five annual installments beginning on this date.
- Becomes non-forfeitable on the third anniversary of the date of grant, provided there have been at least four consecutive quarters of profitability over the three year period.
- Becomes non-forfeitable over a five year vesting period beginning on the first anniversary of the date of grant.
- If BOFL conducts any offering for the sale of newly issued securities the Series B Preferred Stock is convertible into the newly offered securities at an exchange rate of $25,000 worth of new securities for each share of Series B Preferred Stock.