Filing Details
- Accession Number:
- 0001250853-10-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-17 13:00:00
- Reporting Period:
- 2010-03-15
- Filing Date:
- 2010-03-17
- Accepted Time:
- 2010-03-17 18:38:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1133470 | Calavo Growers Inc | CVGW | Agricultural Services (700) | 330945304 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1162344 | E Lecil Cole | 1141A Cummings Rd. Santa Paula CA 93036 | Chairman, Ceo & President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-15 | 35,000 | $9.10 | 1,700,306 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-15 | 35,000 | $18.77 | 1,665,306 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-03-16 | 15,000 | $9.10 | 1,680,306 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-16 | 15,000 | $18.12 | 1,665,306 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-03-15 | 35,000 | $0.00 | 35,000 | $9.10 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-03-16 | 15,000 | $0.00 | 15,000 | $9.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 165,000 | 2010-08-25 | No | 4 | M | Direct | |
| 150,000 | 2010-08-25 | No | 4 | M | Direct |
Footnotes
- The stock options vested when the closing price of the common stock of the Issuer reached $11 per share; provided, however, that the options could not vest within one year from the date of grant, which was August 25, 2005. The price of the common stock of the Issuer reached $11 per share in April 2006. Thus, the stock options of the Reporting Person vested on August 25, 2006.
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