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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1123541	Penson Worldwide Inc	PNSN	Security Brokers, Dealers & Flotation Companies (6211)	752896356

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1286502	Richard Thomas Johnson	C/O Penson Worldwide, Inc. 1700 Pacific Avenue, Suite 1400 Dallas TX 75201		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-03-31	772	$0.00	18,725	No	4	M	Direct
Common Stock	Disposition	2010-03-31	406,797	$0.00	500,922	No	4	S	Indirect	By Call Now, Inc.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Indirect	By Call Now, Inc.

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit	Disposition	2010-03-31	772	$0.00	3,086	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,086			No	4	M	Direct

Footnotes

Each restricted stock unit represents a contingent right to receive one share of Penson Worldwide common stock. On March 31, 2010, 772 of the reporting person's restricted stock units vested. The reporting person is responsible for any tax liability associated with the vested shares.
Shares were sold pursuant to a private transaction for assets without immediately ascertainable market value. The market value of the shares on the date of sale was $10.07.
Each restricted stock unit represents a contingent right to receive one share of Penson Worldwide common stock.
The restricted stock units vest in four quarterly installments as follows: 772 shares on June 30, 2010; 771 shares on September 30, 2010; 772 shares on December 31, 2010; and 771 shares on March 31, 2011.