Filing Details

Accession Number:
0001104659-10-013585
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-10 12:00:00
Reporting Period:
2004-12-22
Filing Date:
2010-03-10
Accepted Time:
2010-03-10 21:30:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1108185 Occam Networks Inc OCNW Computer Communications Equipment (3576) 770442752
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1327486 Greg Dion 6868 Cortona Drive
Santa Barbara CA 93117
Vp Of Operations & It No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2006-02-02 4,168 $0.00 4,168 No 4 M Indirect Dion Family Trust
Common Stock Acquisiton 2004-12-22 92 $3.70 4,260 No 4 P Indirect Dion Family Trust
Common Stock Acquisiton 2004-12-23 300 $3.70 4,560 No 4 P Indirect Dion Family Trust
Common Stock Acquisiton 2004-12-27 893 $3.70 5,453 No 4 P Indirect Dion Family Trust
Common Stock Acquisiton 2004-12-28 1,215 $3.70 6,668 No 4 P Indirect Dion Family Trust
Common Stock Acquisiton 2005-01-25 625 $3.78 7,293 No 4 P Indirect Dion Family Trust
Common Stock Acquisiton 2005-01-26 1,875 $3.78 9,168 No 4 P Indirect Dion Family Trust
Common Stock Disposition 2010-03-08 8,968 $7.20 200 No 4 S Indirect Dion Family Trust
Common Stock Disposition 2010-03-08 200 $7.23 0 No 4 S Indirect Dion Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect Dion Family Trust
No 4 P Indirect Dion Family Trust
No 4 P Indirect Dion Family Trust
No 4 P Indirect Dion Family Trust
No 4 P Indirect Dion Family Trust
No 4 P Indirect Dion Family Trust
No 4 P Indirect Dion Family Trust
No 4 S Indirect Dion Family Trust
No 4 S Indirect Dion Family Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Subscription Rights (Right to buy) Disposition 2006-02-02 4,168 $0.00 4,168 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-12-30 2006-02-02 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,875 Direct
Footnotes
  1. The company distributed to the holders of its common stock non-transferable subscription rights to purchase shares of its Series A-2 convertible preferred stock at a cash subscription price of $10.00 per share. Each share of Series A-2 convertible preferred stock was convertible into shares of Occam Networks, Inc.'s common stock at a conversion price of $0.11, resulting in approximately 90.9 shares of common stock being issued upon conversion of one share of Series A-2 convertible preferred stock. Mr. Dion acquired 1,834 shares of Series A-2 convertible preferred stock at $10.00 per share. The Series A-2 convertible preferred stock was converted into 166,727 shares of common stock (pre-split). On March 10, 2006, Occam Networks, Inc., effected a 1-for-40 stock split. Upon the 1-for-40 stock split, the 166,727 shares of common stock became 4,168 shares of common stock (post-split).