Filing Details
- Accession Number:
- 0001181431-10-014830
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-09 12:00:00
- Reporting Period:
- 2008-08-07
- Filing Date:
- 2010-03-09
- Accepted Time:
- 2010-03-09 10:44:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1263762 | New Century Bancorp Inc | NCBC | State Commercial Banks (6022) | 200218264 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428944 | Daniel Joseph Fisher | C/O New Century Bank 700 W Cumberland Street Dunn NC 28334 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-12-31 | 2,294 | $4.80 | 2,294 | No | 4 | P | Indirect | 401 K account |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | 401 K account |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,114 | Indirect | owned jointly with spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock options | $8.39 | 2009-01-16 | 2018-01-16 | 3,000 | 3,000 | Direct |
| Common Stock | Stock options | $8.39 | 2009-01-16 | 2018-01-16 | 7,000 | 7,000 | Direct |
| Common Stock | stock options | $5.75 | 2009-10-22 | 2018-10-22 | 150 | 150 | Direct |
| Common Stock | stock options | $5.19 | 2010-01-04 | 2020-01-04 | 1,000 | 1,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-01-16 | 3,000 | 3,000 | Direct |
| 2018-01-16 | 7,000 | 7,000 | Direct |
| 2018-10-22 | 150 | 150 | Direct |
| 2020-01-04 | 1,000 | 1,000 | Direct |
Footnotes
- 3 year 33.3% vesting
- 5 year 20% vesting
- 5 year 20% vesting
- 100 shares@ $4.80 & 100 shares@ $4.71 & 894 shares @ $4.65 &300 shares@ $4.64 & 500 shares@ $4.639 & 400 shares@ $.4.63
Billionaire Hedge Funds
