Filing Details

Accession Number:
0001209191-10-018885
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-26 13:00:00
Reporting Period:
2010-03-24
Filing Date:
2010-03-26
Accepted Time:
2010-03-26 16:12:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1042046 American Financial Group Inc AFG Fire, Marine & Casualty Insurance (6331) 311544320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
942082 Iii H Carl Lindner One East Fourth Street
Cincinnati OH 45202
Co-Ceo & Co-President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-03-24 70,000 $28.45 4,863,393 No 4 S Indirect #1
Common Stock Acquisiton 2010-03-25 82,500 $17.19 4,945,893 No 4 M Indirect #1
Common Stock Disposition 2010-03-25 82,500 $28.34 4,863,393 No 4 S Indirect #1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect #1
No 4 M Indirect #1
No 4 S Indirect #1
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Exercise Disposition 2010-03-25 82,500 $0.00 82,500 $17.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-02-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 34,901 Indirect #2
Common Stock 0 Indirect #4
Common Stock 191,202 Indirect #8
Common Stock 1,468,500 Indirect #12
Common Stock 2,376 Indirect #14
Common Stock 30,457 Indirect #15
Common Stock 226,166 Indirect #21
Common Stock 113,019 Indirect #22
Common Stock 1,713 Indirect #24
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.35 to $28.54, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.
  2. Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended. (c3)
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.16 to 28.48, inclusive.
  4. Indirect #2: Martha S. Lindner, (or her Successor) o the Martha S. Lindner Family Trust DTD 8/30/02 as amended. (c3)
  5. Indirect #4: The Company's Retirement and Savings Plans. The number of shares of Common Stock which would be represented by the value of the Reporting Person's Company Securities Funds account in the Issuer's Retirement and Savings Plan is based on a statement dated as of 12/31/09.
  6. Indirect #8: Keith E. Lindner TTEE, MBL Trust C/U Irrevocable Trust Agreement DTD 11/1/82. (c3)
  7. Indirect #12: CHL Investments, LLC (c3)
  8. Indirect #14: CHL III, custodian of a minor. (c3)
  9. Indirect #15: KEL TTEE, MBL Trust C/U Irrevocable Trust Agreement DTD 7/1/83. (c3)
  10. Indirect #21: SCL TTEE MBL Trust Dtd 10/26/05. (c3)
  11. Indirect #22: SCL TTEE GD Trust Dtd 10/26/05. (c3)
  12. Indirect #24: KEL, TTEE Under Irrevocable Trust Agreement with CHL III and MSL, Grantors dated 9/26/1989. (c3)
  13. These Employee Stock Options ("Options") become exercisable as to 20% of the shares initially granted on the first anniversary of the date of grant, with an additional 20% becoming exercisable on each subsequent anniversary. The Options were granted under the Issuer's Stock Option Plan pursuant to Rule 16b-3.