Filing Details
- Accession Number:
- 0001104659-10-014332
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-15 13:00:00
- Reporting Period:
- 2010-03-15
- Filing Date:
- 2010-03-15
- Accepted Time:
- 2010-03-15 21:53:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394954 | Gt Solar International Inc. | SOLR | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1440204 | Bradford J Forth | C/O G3W Ventures Llc 11611 San Vicente Boulevard, Suite 710 Los Angeles CA 90049 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-15 | 25,000,000 | $4.85 | 80,538,149 | No | 4 | S | Indirect | By GT Solar Holdings, LLC See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By GT Solar Holdings, LLC See footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Restricted Stock Unit | $0.00 | 10,772 | 10,772 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
10,772 | 10,772 | Indirect |
Footnotes
- OCM/GFI Power Opportunities Fund II, L.P. ("Main Fund") and OCM/GFI Power Opportunities Fund II (Cayman), L.P. ("Cayman Fund" and together with the Main Fund, "OCM/GFI Funds") are together the managing member of GT Solar Holdings, LLC. Oaktree Capital Management, L.P. or "OCM" is one of two investment managers of each of the OCM/GFI Funds. As a result, OCM may be deemed to have beneficial ownership of the shares held by GT Solar Holdings, LLC. By virtue of being a managing director of OCM, Mr. Forth may be deemed to have or share beneficial ownership of shares beneficially owned by OCM or GT Solar Holdings, LLC. Mr. Forth expressly disclaims beneficial ownership of any shares held by the OCM/GFI Funds, OCM or GT Solar Holdings, LLC, except to the extent of his pecuniary interest therein.
- Represents 10,772 restricted stock units. Each restricted stock unit represents the right to receive one share of common stock upon vesting. Vesting of the restricted stock units is subject to the continued service of Chad Van Sweden as a director of GT Solar International, Inc. The restricted stock units vest on February 9, 2011. Shares of common stock will be delivered to the reporting person on vesting.