Filing Details

Accession Number:
0001104659-10-014332
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-15 13:00:00
Reporting Period:
2010-03-15
Filing Date:
2010-03-15
Accepted Time:
2010-03-15 21:53:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1394954 Gt Solar International Inc. SOLR Semiconductors & Related Devices (3674) 030606749
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1440204 Bradford J Forth C/O G3W Ventures Llc
11611 San Vicente Boulevard, Suite 710
Los Angeles CA 90049
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-03-15 25,000,000 $4.85 80,538,149 No 4 S Indirect By GT Solar Holdings, LLC See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By GT Solar Holdings, LLC See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, $0.01 Par Value Restricted Stock Unit $0.00 10,772 10,772 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
10,772 10,772 Indirect
Footnotes
  1. OCM/GFI Power Opportunities Fund II, L.P. ("Main Fund") and OCM/GFI Power Opportunities Fund II (Cayman), L.P. ("Cayman Fund" and together with the Main Fund, "OCM/GFI Funds") are together the managing member of GT Solar Holdings, LLC. Oaktree Capital Management, L.P. or "OCM" is one of two investment managers of each of the OCM/GFI Funds. As a result, OCM may be deemed to have beneficial ownership of the shares held by GT Solar Holdings, LLC. By virtue of being a managing director of OCM, Mr. Forth may be deemed to have or share beneficial ownership of shares beneficially owned by OCM or GT Solar Holdings, LLC. Mr. Forth expressly disclaims beneficial ownership of any shares held by the OCM/GFI Funds, OCM or GT Solar Holdings, LLC, except to the extent of his pecuniary interest therein.
  2. Represents 10,772 restricted stock units. Each restricted stock unit represents the right to receive one share of common stock upon vesting. Vesting of the restricted stock units is subject to the continued service of Chad Van Sweden as a director of GT Solar International, Inc. The restricted stock units vest on February 9, 2011. Shares of common stock will be delivered to the reporting person on vesting.