Filing Details
- Accession Number:
- 0001181431-10-015625
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-11 12:00:00
- Reporting Period:
- 2010-03-09
- Filing Date:
- 2010-03-11
- Accepted Time:
- 2010-03-11 16:56:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241524 | C John Hellmann | 66 Field Point Road Greenwich CT 06830 | Chief Exec. Officer & Pres. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Acquisiton | 2010-03-09 | 59,361 | $16.60 | 275,640 | No | 4 | M | Direct | |
Class A Common Stock, $.01 Par Value | Acquisiton | 2010-03-09 | 710 | $16.60 | 276,350 | No | 4 | M | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2010-03-09 | 45,000 | $33.50 | 231,350 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Acquisiton | 2010-03-10 | 5,314 | $16.60 | 236,664 | No | 4 | M | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2010-03-10 | 3,973 | $33.72 | 232,691 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2010-03-09 | 59,361 | $0.00 | 59,361 | $16.60 |
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2010-03-09 | 710 | $0.00 | 710 | $16.60 |
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2010-03-10 | 5,314 | $0.00 | 5,314 | $16.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-05-17 | No | 4 | M | Direct | |
5,314 | 2010-05-17 | No | 4 | M | Direct | |
0 | 2010-05-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock, $.01 Par Value | 1,872 | Direct |
Footnotes
- These shares were sold to cover the exercise price and taxes in connection with the exercise of a previously granted stock option award. This price represents the weighted average sales price for the price increments ranging from $32.95 to $33.73.
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- These shares were sold to cover the exercise price and taxes in connection with the exercise of a previously granted stock option award. This price represents the weighted average sales price for the price increments ranging from $33.69 to $33.75.
- This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three annual installments beginning May 18, 2006.
- This option was previously reported as covering 39,574 shares, but was adjusted to reflect the Issuer's 3-for-2 stock split that occurred on March 14, 2006.
- This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested on May 18, 2008.
- This option was previously reported as part of an award covering 4,016 shares, but was adjusted to 6,024 to reflect the Issuer's 3-for-2 stock split that occurred on March 14, 2006.