Filing Details
- Accession Number:
- 0001225208-10-009043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-30 13:00:00
- Reporting Period:
- 2010-03-29
- Filing Date:
- 2010-03-30
- Accepted Time:
- 2010-03-30 16:33:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1305399 | First Business Financial Services Inc. | FBIZ | State Commercial Banks (6022) | 391576570 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1311295 | A Corey Chambas | 401 Charmany Drive Madison WI 53719 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-29 | 200 | $9.99 | 7,396 | No | 4 | P | Indirect | By 401(k) Plan |
| Common Stock | Acquisiton | 2010-03-29 | 200 | $10.00 | 7,196 | No | 4 | P | Indirect | By 401(k) Plan |
| Common Stock | Acquisiton | 2010-03-29 | 100 | $10.00 | 7,496 | No | 4 | P | Indirect | By 401(k) Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By 401(k) Plan |
| No | 4 | P | Indirect | By 401(k) Plan |
| No | 4 | P | Indirect | By 401(k) Plan |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 42,848 | Direct | |
| Common Stock | 5,818 | Indirect | By IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $19.00 | 2011-10-15 | 7,432 | 7,432 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $22.00 | 2013-01-27 | 10,000 | 10,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $24.00 | 2014-10-18 | 10,000 | 10,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $25.00 | 2015-02-17 | 7,000 | 7,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-10-15 | 7,432 | 7,432 | Direct |
| 2013-01-27 | 10,000 | 10,000 | Direct |
| 2014-10-18 | 10,000 | 10,000 | Direct |
| 2015-02-17 | 7,000 | 7,000 | Direct |
Footnotes
- The option vested and became exercisable in four equal annual installments on October 15, 2002, 2003, 2004 and 2005.
- The option vested and became exercisable in four equal annual installments on January 27, 2004, 2005, 2006 and 2007.
- The option vests and becomes exercisable in four equal annual installments on October 18, 2005, 2006, 2007 and 2008.
- The option vests and becomes exercisable in four equal annual installments on February 17, 2006, 2007, 2008 and 2009.
Billionaire Hedge Funds
