Filing Details
- Accession Number:
- 0001144204-10-012673
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-11 12:00:00
- Reporting Period:
- 2010-03-10
- Filing Date:
- 2010-03-11
- Accepted Time:
- 2010-03-11 10:25:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1407437 | Gerova Financial Group Ltd | GFC | Blank Checks (6770) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1482180 | Manley Marshall | 2475 Marseilles Drive Palm Beach Gardens FL 33410 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, Par Value $.0001 Per Share | Acquisiton | 2010-03-10 | 1,000 | $5.20 | 1,000 | No | 4 | P | Indirect | By Chasen Manley |
Ordinary Shares, Par Value $.0001 Per Share | Acquisiton | 2010-03-10 | 100 | $5.21 | 1,100 | No | 4 | P | Indirect | By Chasen Manley |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Chasen Manley |
No | 4 | P | Indirect | By Chasen Manley |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares, Par Value $.0001 Per Share | 5,333,333 | Indirect | By Marseilles Capital LLC |
Footnotes
- Represents an open market purchase of ordinary shares of the Issuer.
- The Reporting Person has voting, dispositive and investment powers over the ordinary shares of the Issuer owned by the Reporting Person's son.
- Represents ordinary shares of the Issuer issued to Marseilles Capital LLC ("Marseilles") at a per share purchase price equal to $3.75 pursuant to a Stock Purchase Agreement dated as of January 1, 2010. Mr. Marshall Manley, Manager and Member of Marseilles, has voting, dispositive and investment powers over the ordinary shares of the Issuer owned by Marseilles.