Filing Details
- Accession Number:
- 0001104659-10-014333
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-15 13:00:00
- Reporting Period:
- 2010-03-15
- Filing Date:
- 2010-03-15
- Accepted Time:
- 2010-03-15 21:54:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394954 | Gt Solar International Inc. | SOLR | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1289458 | G3W Ventures Llc | C/O G3W Ventures, Llc 11611 San Vicente Boulevard, Suite 710 Los Angeles CA 90049 | No | No | Yes | No | |
1311238 | Ocm/Gfi Power Opportunities Fund Ii Cayman Lp | C/O G3W Ventures, Llc 11611 San Vicente Boulevard, Suite 710 Los Angeles CA 90049 | No | No | Yes | No | |
1311239 | Ocm/Gfi Power Opportunities Fund Ii Lp | C/O G3W Ventures, Llc 11611 San Vicente Boulevard, Suite 710 Los Angeles CA 90049 | No | No | Yes | No | |
1440205 | Gt Solar Holdings, Llc | C/O G3W Ventures, Llc 11611 San Vicente Boulevard, Suite 710 Los Angeles CA 90049 | No | No | Yes | No | |
1440206 | Gfi Power Opportunities Fund Ii Gp, Llc | C/O G3W Ventures, Llc 11611 San Vicente Boulevard, Suite 710 Los Angeles CA 90049 | No | No | Yes | No | |
1440233 | Ltd. (Cayman) Gp Ii Fund Opportunities Power Gfi | C/O G3W Ventures, Llc 11611 San Vicente Boulevard, Suite 710 Los Angeles CA 90049 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-15 | 25,000,000 | $4.85 | 80,538,149 | No | 4 | S | Indirect | By GT Solar Holdings, LLC See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By GT Solar Holdings, LLC See footnotes |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Restricted Stock Unit | $0.00 | 9,231 | 9,231 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
9,231 | 9,231 | Direct |
Footnotes
- These shares are owned directly by GT Solar Holdings, LLC. OCM/GFI Power Opportunities Fund II, L.P., or the "Main Fund," and OCM/GFI Power Opportunities Fund II (Cayman), L.P. ("Cayman Fund" and together with the Main Fund, "OCM/GFI Funds") are together the managing member of GT Solar Holdings, LLC. G3W Ventures LLC, or "G3W," is one of the two investment managers of each of the OCM/GFI Funds. Voting and investment power with respect to securities owned by the OCM/GFI Funds is exercised by a four-person committee, composed of two representatives of G3W (any of Messrs. Lawrence D. Gilson, Richard K. Landers, and Ian A. Schapiro).
- GFI Power Opportunities Fund II, GP, LLC is the general partner of the Main Fund. GFI Power Opportunities Fund II GP (Cayman) Ltd. is the general partner of the Cayman Fund. G3W is the managing member of GFI Power Opportunities Fund II GP, LLC. By virtue of the ownership structure described above, each of the OCM/GFI Funds, G3W, GFI Power Opportunities Fund II GP, LLC, GFI Power Opportunities Fund II GP (Cayman) Ltd., Lawrence D. Gilson, Richard K. Landers and Ian A. Schapiro (collectively, the "GFI Group") may be deemed to have beneficial ownership of the shares owned by GT Solar Holdings, LLC. The GFI Group expressly disclaims beneficial ownership of the shares held by GT Solar Holdings, LLC, except to the extent of their respective pecuniary interests therein.
- Represents 9,231 restricted stock units. Each restricted stock unit represents the right to receive one share of common stock upon vesting. Vesting of the restricted stock units is subject to the continued service of J. Bradford Forth as a director of GT Solar International, Inc. The restricted stock units vest on August 7, 2010. Shares of common stock will be delivered to the reporting person on vesting.
- These securities are directly owned by G3W. By virtue of the ownership structure described above, each of Lawrence D. Gilson, Richard K. Landers and Ian A. Schapiro may be deemed to have beneficial ownership of the shares owned by G3W. Each of the foregoing persons expressly disclaims beneficial ownership of the shares held by G3W, except to the extent of their respective pecuniary interests therein.