Filing Details
- Accession Number:
- 0001246360-10-001285
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-02 12:00:00
- Reporting Period:
- 2010-03-01
- Filing Date:
- 2010-03-02
- Accepted Time:
- 2010-03-02 14:24:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204912 | D Keith Nosbusch | 1201 South Second Street Milwaukee WI 53204 | Chairman, President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-01 | 97,893 | $11.60 | 416,090 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-01 | 97,893 | $55.00 | 318,197 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-03-01 | 97,893 | $0.00 | 97,893 | $11.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
103,204 | 2001-10-02 | 2010-10-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 687 | Indirect | By Savings Plan |
Footnotes
- Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 12/31/2009.
- Option exercise and sale of shares effected pursuant to Rule 10b5-1 plan established to diversify and liquidate long-term assets before the options expire.
- Option exercise and sale of shares effected pursuant to Rule 10b5-1 plan established to diversify and liquidate long-term assets before the options expire.
- Shares sold at prices ranging from $55.00 to $55.165.
- 33,000 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.