Filing Details

Accession Number:
0001181431-10-017953
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-24 13:00:00
Reporting Period:
2010-03-22
Filing Date:
2010-03-24
Accepted Time:
2010-03-24 09:29:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1259429 Ticc Capital Corp. TICC () 200118736
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1272733 Patrick Conroy C/O Ticc Capital Corp.
8 Sound Shore Drive, Suite 255
Greenwich CT 06830
Cfo, Cco And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-22 1,000 $6.70 25,944 No 4 P Direct
Common Stock Acquisiton 2010-03-23 1,500 $6.79 27,444 No 4 P Direct
Common Stock Acquisiton 2010-03-23 1,104 $6.78 28,548 No 4 P Direct
Common Stock Acquisiton 2010-03-23 1,000 $6.88 29,548 No 4 P Direct
Common Stock Acquisiton 2010-03-23 1,000 $6.87 30,548 No 4 P Direct
Common Stock Acquisiton 2010-03-23 500 $6.88 31,048 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Includes 2,966 shares acquired under the TICC Capital Corp. dividend reinvestment plan since the filing of Mr. Conroy's previous beneficial ownership report on Form 4 on November 13, 2008.