Filing Details
- Accession Number:
- 0001179110-10-004337
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-03 12:00:00
- Reporting Period:
- 2010-03-01
- Filing Date:
- 2010-03-03
- Accepted Time:
- 2010-03-03 16:23:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1089044 | Labranche & Co Inc | LAB | Security Brokers, Dealers & Flotation Companies (6211) | 134064735 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1094446 | Iv L M George Labranche | C/O Labranche &Amp; Co., Inc. 33 Whitehall Street New York NY 10004 | Chairman, Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
"Lab" Common Stock | Disposition | 2010-03-01 | 400,000 | $4.60 | 1,701,094 | No | 4 | S | Direct | |
"Lab" Common Stock | Acquisiton | 2010-03-01 | 100,000 | $4.60 | 1,300,000 | No | 4 | S | Indirect | Held by Wife |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | Held by Wife |
Footnotes
- The reporting perosn sold 400,000 shares of the Company's common stock pursuant to the Company's tender offer to purchase up to 15 million shares of common stock at a price of $4.60 per share. The tender offer expired on March 1, 2010. The reporting person's wife sold 100,000 shares of the Company's common stock in the tender offer as well.