Filing Details
- Accession Number:
- 0001181431-10-014835
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-09 12:00:00
- Reporting Period:
- 2010-03-05
- Filing Date:
- 2010-03-09
- Accepted Time:
- 2010-03-09 11:10:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
944019 | J Philip Ringo | C/O Genesee &Amp; Wyoming Inc. 66 Field Point Road Greenwich CT 06830 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Acquisiton | 2010-03-05 | 5,063 | $2.96 | 94,763 | No | 4 | M | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2010-03-05 | 456 | $33.05 | 94,307 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2010-03-05 | 5,063 | $0.00 | 5,063 | $2.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-04-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock, $.01 Par Value | 18,731 | Indirect | By spouse |
Footnotes
- Represents the weighed average sales price for the price increments ranging from $33.04 to $33.05.
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- These shares are owned by Mr. Ringo's wife. Mr. Ringo disclaims beneficial ownership of these shares.
- This option was granted under the Genesee & Wyoming Inc. Amended and Restated Omnibus Incentive Plan and became vested in three equal annual installments, beginning April 14, 2001.
- This option was previously reported as covering 1,000 shares, but was adjusted to reflect the Issuer's 3-for-2 stock splits that occurred on June 15, 2001, March 14, 2002, March 15, 2004 and March 14, 2006.