Filing Details

Accession Number:
0001181431-10-014835
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-09 12:00:00
Reporting Period:
2010-03-05
Filing Date:
2010-03-09
Accepted Time:
2010-03-09 11:10:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1012620 Genesee & Wyoming Inc GWR Railroads, Line-Haul Operating (4011) 060984624
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
944019 J Philip Ringo C/O Genesee &Amp; Wyoming Inc.
66 Field Point Road
Greenwich CT 06830
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $.01 Par Value Acquisiton 2010-03-05 5,063 $2.96 94,763 No 4 M Direct
Class A Common Stock, $.01 Par Value Disposition 2010-03-05 456 $33.05 94,307 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock, $.01 Par Value Stock Option (Right to Buy) Disposition 2010-03-05 5,063 $0.00 5,063 $2.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-04-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock, $.01 Par Value 18,731 Indirect By spouse
Footnotes
  1. Represents the weighed average sales price for the price increments ranging from $33.04 to $33.05.
  2. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  3. These shares are owned by Mr. Ringo's wife. Mr. Ringo disclaims beneficial ownership of these shares.
  4. This option was granted under the Genesee & Wyoming Inc. Amended and Restated Omnibus Incentive Plan and became vested in three equal annual installments, beginning April 14, 2001.
  5. This option was previously reported as covering 1,000 shares, but was adjusted to reflect the Issuer's 3-for-2 stock splits that occurred on June 15, 2001, March 14, 2002, March 15, 2004 and March 14, 2006.