Filing Details
- Accession Number:
- 0001429117-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-10 12:00:00
- Reporting Period:
- 2010-03-08
- Filing Date:
- 2010-03-10
- Accepted Time:
- 2010-03-10 14:20:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1051741 | First Niagara Financial Group Inc | FNFG | Savings Institutions, Not Federally Chartered (6036) | 161545669 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1384485 | W Michael Harrington | 6950 South Transit Road Lockport NY 14094 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-08 | 1,616 | $13.80 | 18,703 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-03-08 | 505 | $13.80 | 505 | No | 4 | P | Indirect | by Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | by Spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,217 | Indirect | by 401K |
| Common Stock | 2,925 | Indirect | by ESOP |
| Common Stock | 199 | Indirect | by Son |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | $11.78 | 2004-04-07 | 2013-04-07 | 12,000 | 12,000 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $12.02 | 2009-01-28 | 2018-01-28 | 40,020 | 40,020 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $12.87 | 2005-05-04 | 2014-05-04 | 14,000 | 14,000 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $12.91 | 2005-12-31 | 2015-05-03 | 17,500 | 17,500 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $12.93 | 2010-01-26 | 2019-01-26 | 30,621 | 30,621 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $13.28 | 2004-05-21 | 2013-05-21 | 6,200 | 6,200 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $14.44 | 2011-01-25 | 2020-01-25 | 29,223 | 29,223 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $14.70 | 2008-01-31 | 2017-01-31 | 14,100 | 14,100 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-04-07 | 12,000 | 12,000 | Direct |
| 2018-01-28 | 40,020 | 40,020 | Direct |
| 2014-05-04 | 14,000 | 14,000 | Direct |
| 2015-05-03 | 17,500 | 17,500 | Direct |
| 2019-01-26 | 30,621 | 30,621 | Direct |
| 2013-05-21 | 6,200 | 6,200 | Direct |
| 2020-01-25 | 29,223 | 29,223 | Direct |
| 2017-01-31 | 14,100 | 14,100 | Direct |
Billionaire Hedge Funds
