Filing Details

Accession Number:
0001429117-10-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-10 12:00:00
Reporting Period:
2010-03-08
Filing Date:
2010-03-10
Accepted Time:
2010-03-10 14:20:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1051741 First Niagara Financial Group Inc FNFG Savings Institutions, Not Federally Chartered (6036) 161545669
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1384485 W Michael Harrington 6950 South Transit Road
Lockport NY 14094
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-08 1,616 $13.80 18,703 No 4 P Direct
Common Stock Acquisiton 2010-03-08 505 $13.80 505 No 4 P Indirect by Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect by Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,217 Indirect by 401K
Common Stock 2,925 Indirect by ESOP
Common Stock 199 Indirect by Son
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (right to buy) $11.78 2004-04-07 2013-04-07 12,000 12,000 Direct
Common Stock Non-Qualified Stock Option (right to buy) $12.02 2009-01-28 2018-01-28 40,020 40,020 Direct
Common Stock Non-Qualified Stock Option (right to buy) $12.87 2005-05-04 2014-05-04 14,000 14,000 Direct
Common Stock Non-Qualified Stock Option (right to buy) $12.91 2005-12-31 2015-05-03 17,500 17,500 Direct
Common Stock Non-Qualified Stock Option (right to buy) $12.93 2010-01-26 2019-01-26 30,621 30,621 Direct
Common Stock Non-Qualified Stock Option (right to buy) $13.28 2004-05-21 2013-05-21 6,200 6,200 Direct
Common Stock Non-Qualified Stock Option (right to buy) $14.44 2011-01-25 2020-01-25 29,223 29,223 Direct
Common Stock Non-Qualified Stock Option (right to buy) $14.70 2008-01-31 2017-01-31 14,100 14,100 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-04-07 12,000 12,000 Direct
2018-01-28 40,020 40,020 Direct
2014-05-04 14,000 14,000 Direct
2015-05-03 17,500 17,500 Direct
2019-01-26 30,621 30,621 Direct
2013-05-21 6,200 6,200 Direct
2020-01-25 29,223 29,223 Direct
2017-01-31 14,100 14,100 Direct