Filing Details
- Accession Number:
- 0000719955-10-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-01 13:00:00
- Reporting Period:
- 2010-03-30
- Filing Date:
- 2010-04-01
- Accepted Time:
- 2010-04-01 20:32:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719955 | Williams Sonoma Inc | WSM | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 942203880 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1225919 | Howard Lester | 3250 Van Ness Avenue San Francisco CA 94109 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-04-01 | 8 | $26.29 | 512 | No | 4 | J | Indirect | by Managed Account |
Common Stock | Acquisiton | 2010-03-30 | 76,706 | $13.66 | 2,096,601 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2010-03-30 | 76,706 | $26.66 | 2,019,895 | No | 4 | S | Indirect | by Trust |
Common Stock | Acquisiton | 2010-03-30 | 72,338 | $8.56 | 2,092,233 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2010-03-30 | 33,767 | $8.56 | 2,058,466 | No | 4 | F | Indirect | by Trust |
Common Stock | Acquisiton | 2010-03-31 | 23,294 | $13.66 | 2,081,760 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2010-03-31 | 23,294 | $26.41 | 2,058,466 | No | 4 | S | Indirect | by Trust |
Common Stock | Disposition | 2010-03-31 | 5,087 | $26.59 | 2,053,379 | No | 4 | S | Indirect | by Trust |
Common Stock | Disposition | 2010-04-01 | 35,435 | $26.76 | 2,017,944 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | by Managed Account |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | F | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-03-30 | 76,706 | $0.00 | 76,706 | $13.66 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-03-31 | 23,294 | $0.00 | 23,294 | $13.66 |
Common Stock | Stock Settled Stock Appreciation Right (SSAR) | Disposition | 2010-03-30 | 106,250 | $0.00 | 106,250 | $8.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,294 | 2011-03-27 | No | 4 | M | Direct | |
0 | 2011-03-27 | No | 4 | M | Direct | |
318,750 | 2018-11-07 | No | 4 | M | Direct |
Footnotes
- The reporting person owns $13,468.71 in the Williams-Sonoma, Inc. stock fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 01, 2010. The number of shares indirectly owned was calculated by dividing the amount owned in the Williams-Sonoma, Inc. stock fund by $26.29, the closing price of Williams-Sonoma, Inc. common stock on March 31, 2010.
- Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $26.55 to $27.00. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the number of shares withheld upon SSAR exercise to cover tax withholding obligations.
- Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $26.30 to $26.59. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $26.57 to $26.64. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $26.49 to $26.88. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares held directly by the Lester Family Trust for which the Reporting Person serves as trustee.
- The option vested in equal installments on March 27, 2002, 2003, 2004, 2005, and 2006.
- The option will vest in equal installments on November 7, 2009, 2010, 2011, and 2012.