Filing Details

Accession Number:
0000719955-10-000033
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-01 13:00:00
Reporting Period:
2010-03-30
Filing Date:
2010-04-01
Accepted Time:
2010-04-01 20:32:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719955 Williams Sonoma Inc WSM Retail-Home Furniture, Furnishings & Equipment Stores (5700) 942203880
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1225919 Howard Lester 3250 Van Ness Avenue
San Francisco CA 94109
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-04-01 8 $26.29 512 No 4 J Indirect by Managed Account
Common Stock Acquisiton 2010-03-30 76,706 $13.66 2,096,601 No 4 M Indirect by Trust
Common Stock Disposition 2010-03-30 76,706 $26.66 2,019,895 No 4 S Indirect by Trust
Common Stock Acquisiton 2010-03-30 72,338 $8.56 2,092,233 No 4 M Indirect by Trust
Common Stock Disposition 2010-03-30 33,767 $8.56 2,058,466 No 4 F Indirect by Trust
Common Stock Acquisiton 2010-03-31 23,294 $13.66 2,081,760 No 4 M Indirect by Trust
Common Stock Disposition 2010-03-31 23,294 $26.41 2,058,466 No 4 S Indirect by Trust
Common Stock Disposition 2010-03-31 5,087 $26.59 2,053,379 No 4 S Indirect by Trust
Common Stock Disposition 2010-04-01 35,435 $26.76 2,017,944 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect by Managed Account
No 4 M Indirect by Trust
No 4 S Indirect by Trust
No 4 M Indirect by Trust
No 4 F Indirect by Trust
No 4 M Indirect by Trust
No 4 S Indirect by Trust
No 4 S Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-03-30 76,706 $0.00 76,706 $13.66
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-03-31 23,294 $0.00 23,294 $13.66
Common Stock Stock Settled Stock Appreciation Right (SSAR) Disposition 2010-03-30 106,250 $0.00 106,250 $8.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,294 2011-03-27 No 4 M Direct
0 2011-03-27 No 4 M Direct
318,750 2018-11-07 No 4 M Direct
Footnotes
  1. The reporting person owns $13,468.71 in the Williams-Sonoma, Inc. stock fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 01, 2010. The number of shares indirectly owned was calculated by dividing the amount owned in the Williams-Sonoma, Inc. stock fund by $26.29, the closing price of Williams-Sonoma, Inc. common stock on March 31, 2010.
  2. Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $26.55 to $27.00. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Represents the number of shares withheld upon SSAR exercise to cover tax withholding obligations.
  4. Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $26.30 to $26.59. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $26.57 to $26.64. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $26.49 to $26.88. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  7. Shares held directly by the Lester Family Trust for which the Reporting Person serves as trustee.
  8. The option vested in equal installments on March 27, 2002, 2003, 2004, 2005, and 2006.
  9. The option will vest in equal installments on November 7, 2009, 2010, 2011, and 2012.