Filing Details
- Accession Number:
- 0001214912-10-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-23 13:00:00
- Reporting Period:
- 2010-03-19
- Filing Date:
- 2010-03-23
- Accepted Time:
- 2010-03-23 17:49:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 92472 | Southwest Water Co | SWWC | Water Supply (4941) | 951840947 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1032116 | Frederick H Christie | 624 South Grand Avenue, Suite 2900 Los Angeles CA 90017 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-19 | 7,350 | $8.24 | 49,025 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-19 | 7,350 | $10.48 | 41,675 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-22 | 20,098 | $10.50 | 21,577 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-03-19 | 7,350 | $10.48 | 7,350 | $8.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-05-09 | No | 4 | M | Direct |
Footnotes
- Options vest 50% on the one year anniversary of date of grant and 50% on the two year anniversary of date of grant.
Billionaire Hedge Funds
