Filing Details
- Accession Number:
- 0001011438-10-000164
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-03-25 13:00:00
- Reporting Period:
- 2010-03-16
- Filing Date:
- 2010-03-25
- Accepted Time:
- 2010-03-25 12:14:00
- Original Submission Date:
- 2010-03-18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141719 | Max Capital Group Ltd. | MXGL | Fire, Marine & Casualty Insurance (6331) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1051290 | M Louis Bacon | C/O Moore Capital Management, Lp 1251 Avenue Of The Americas New York NY 10020 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2010-03-16 | 4,320 | $15.00 | 7,386,293 | No | 4 | X | Indirect | See Footenote |
Common Shares | Disposition | 2010-03-16 | 2,723 | $23.80 | 7,383,570 | No | 4 | S | Indirect | See Footenote |
Common Shares | Acquisiton | 2010-03-16 | 40,404 | $16.00 | 7,423,974 | No | 4 | X | Indirect | See Footenote |
Common Shares | Disposition | 2010-03-16 | 27,165 | $23.80 | 7,396,809 | No | 4 | S | Indirect | See Footenote |
Common Shares | Acquisiton | 2010-03-16 | 75,000 | $18.00 | 7,471,809 | No | 4 | X | Indirect | See Footenote |
Common Shares | Disposition | 2010-03-16 | 56,727 | $23.80 | 7,415,082 | No | 4 | S | Indirect | See Footenote |
Common Shares | Acquisiton | 2010-03-16 | 522,666 | $16.00 | 7,937,748 | No | 4 | X | Indirect | See Footenote |
Common Shares | Disposition | 2010-03-16 | 351,402 | $23.80 | 7,586,346 | No | 4 | S | Indirect | See Footenote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | See Footenote |
No | 4 | S | Indirect | See Footenote |
No | 4 | X | Indirect | See Footenote |
No | 4 | S | Indirect | See Footenote |
No | 4 | X | Indirect | See Footenote |
No | 4 | S | Indirect | See Footenote |
No | 4 | X | Indirect | See Footenote |
No | 4 | S | Indirect | See Footenote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Common Share Warrants (right to buy) | Disposition | 2010-03-16 | 4,320 | $0.00 | 4,320 | $15.00 |
Common Shares | Common Share Warrants (right to buy) | Disposition | 2010-03-16 | 40,404 | $0.00 | 40,404 | $16.00 |
Common Shares | Common Share Warrants (right to buy) | Disposition | 2010-03-16 | 75,000 | $0.00 | 75,000 | $18.00 |
Common Shares | Common Share Warrants (right to buy) | Disposition | 2010-03-16 | 522,666 | $0.00 | 522,666 | $16.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-06-29 | No | 4 | X | Indirect | |
0 | 2011-01-01 | No | 4 | X | Indirect | |
0 | 2011-05-22 | No | 4 | X | Indirect | |
642,385 | 2011-08-17 | No | 4 | X | Indirect |
Footnotes
- These shares were omitted from the Reporting Person's original Form 4 filed on March 18, 2010.
- 374,986 shares of these securities are held by Kendall Family Investments, LLC, a Delaware limited liability company ("Kendall"), and the remaining securities are held by Moore Holdings, LLC, a Delaware limited liability company ("Moore Holdings"). The Reporting Person is the majority equity holder of Kendall which is the managing member of Moore Holdings.
- Reflects the exercise of warrants using a cashless exercise feature resulting in a net issuance of 1,597 common shares of the Issuer.
- Reflects the exercise of warrants using a cashless exercise feature resulting in a net issuance of 13,239 common shares of the Issuer.
- Reflects the exercise of warrants using a cashless exercise feature resulting in a net issuance of 18,273 common shares of the Issuer.
- Reflects the exercise of warrants using a cashless exercise feature resulting in a net issuance of 171,264 common shares of the Issuer.
- The warrants were exercisable into common shares of the Issuer at any time at the option of the holder.
- The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owners of any securities not held directly for his account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.
- These securities are held by Moore Holdings.