Filing Details

Accession Number:
0001144204-10-011738
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-05 12:00:00
Reporting Period:
2010-03-04
Filing Date:
2010-03-05
Accepted Time:
2010-03-05 14:05:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1407437 Gerova Financial Group Ltd GFC Blank Checks (6770) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1421849 T Gary Hirst 1515 International Parkway
Suite 2031
Lake Mary FL 32746
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, Par Value $.0001 Per Share Acquisiton 2010-03-04 400 $5.57 125,400 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Warrants (right to buy) Acquisiton 2010-03-04 290,000 $0.00 290,000 $7.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
290,000 2010-01-20 2012-01-16 No 4 J Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares, Par Value $.0001 Per Share 500,000 Indirect By Allius Ltd.
Ordinary Shares, Par Value $.0001 Per Share 58,600 Indirect By ICA
Footnotes
  1. Represents an open market purchase of ordinary shares of the Issuer by the Reporting Person.
  2. Includes ordinary shares of the Issuer indirectly owned by the Reporting Person through his 50% beneficial interest in Allius Ltd.
  3. Includes ordinary shares of the Issuer owned by ICA, of which the Reporting Person is a Director. The Reporting Person disclaims beneficial ownership of the ordinary shares owned by ICA.
  4. Includes warrants of the Issuer of which ICA has voting, investment and dispositive power with respect thereto. The Reporting Person disclaims beneficial ownership of the warrants controlled by ICA.