Filing Details
- Accession Number:
- 0001144204-10-011738
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-05 12:00:00
- Reporting Period:
- 2010-03-04
- Filing Date:
- 2010-03-05
- Accepted Time:
- 2010-03-05 14:05:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1407437 | Gerova Financial Group Ltd | GFC | Blank Checks (6770) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1421849 | T Gary Hirst | 1515 International Parkway Suite 2031 Lake Mary FL 32746 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, Par Value $.0001 Per Share | Acquisiton | 2010-03-04 | 400 | $5.57 | 125,400 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Warrants (right to buy) | Acquisiton | 2010-03-04 | 290,000 | $0.00 | 290,000 | $7.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
290,000 | 2010-01-20 | 2012-01-16 | No | 4 | J | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares, Par Value $.0001 Per Share | 500,000 | Indirect | By Allius Ltd. |
Ordinary Shares, Par Value $.0001 Per Share | 58,600 | Indirect | By ICA |
Footnotes
- Represents an open market purchase of ordinary shares of the Issuer by the Reporting Person.
- Includes ordinary shares of the Issuer indirectly owned by the Reporting Person through his 50% beneficial interest in Allius Ltd.
- Includes ordinary shares of the Issuer owned by ICA, of which the Reporting Person is a Director. The Reporting Person disclaims beneficial ownership of the ordinary shares owned by ICA.
- Includes warrants of the Issuer of which ICA has voting, investment and dispositive power with respect thereto. The Reporting Person disclaims beneficial ownership of the warrants controlled by ICA.