Filing Details

Accession Number:
0001179110-10-004927
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-10 12:00:00
Reporting Period:
2010-03-09
Filing Date:
2010-03-10
Accepted Time:
2010-03-10 17:39:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1292426 Gfi Group Inc. GFIG Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 800006224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1361507 Daniel Ronald Levi C/O Gfi Group Inc.
55 Water Street
New York NY 10041
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-09 36,844 $2.38 127,139 No 4 M Direct
Common Stock Disposition 2010-03-09 24,551 $5.86 102,588 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to Purchase Common Stock Disposition 2010-03-09 36,844 $2.38 36,844 $2.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-04-03 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options to Purchase Common Stock $2.97 2014-01-01 210,528 210,528 Direct
Common Stock Options to Purchase Common Stock $2.38 2010-12-31 189,472 189,472 Direct
Common Stock Restricted Stock Units $0.00 11,970 11,970 Direct
Common Stock Restricted Stock Units $0.00 21,856 21,856 Direct
Common Stock Restricted Stock Units $0.00 149,248 149,248 Direct
Common Stock Restricted Stock Units $0.00 267,994 267,994 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-01-01 210,528 210,528 Direct
2010-12-31 189,472 189,472 Direct
11,970 11,970 Direct
21,856 21,856 Direct
149,248 149,248 Direct
267,994 267,994 Direct
Footnotes
  1. Options are currently exercisable.
  2. Options are currently exercisable.
  3. The Restricted Stock Units settle 1 for 1 upon vesting.
  4. Represents an option to purchase 189,472 shares of the Issuer's issued and outstanding common stock owned by Jersey Partners Inc.
  5. The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2007.
  6. The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2008.
  7. The Restricted Stock Units vest 33% on August 31, 2009, 33% on August 31, 2010 and 34% on August 31, 2011 and have no expiration date.
  8. The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2009.
  9. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.85 to $5.93. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.