Filing Details

Accession Number:
0001181431-10-015953
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2010-03-12 12:00:00
Reporting Period:
2010-03-09
Filing Date:
2010-03-12
Accepted Time:
2010-03-12 14:36:22
Original Submission Date:
2010-03-11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
776008 Star Scientific Inc CIGX Cigarettes (2111) 521402131
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1444109 Scott Peters C/O Tradewinds Investment Management, Lp
Three Harbor Drive, Suite 213
Sausalito CA 94965
No No Yes No
1445823 Feehan Partners, L.p. C/O Tradewinds Investment Management, Lp
Three Harbor Drive, Suite 213
Sausalito CA 94965
No No Yes No
1445824 P.v. Partners, L.p. C/O Tradewinds Investment Management, Lp
Three Harbor Drive, Suite 213
Sausalito CA 94965
No No Yes No
1445825 Ltd. (Bvi) Fund Master Tradewinds C/O Tradewinds Investment Management, Lp
Three Harbor Drive, Suite 213
Sausalito CA 94965
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-09 1,754,386 $1.14 13,702,898 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Disposition 2010-03-09 1,754,386 $0.00 1,754,386 $2.00
Common Stock Warrant Acquisiton 2010-03-09 1,754,386 $0.00 1,754,386 $1.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,870,969 2008-09-14 2013-09-14 No 4 H Indirect
3,870,969 2008-09-14 2013-09-14 No 4 A Indirect
Footnotes
  1. Robert W. Scannell is a director Tradewinds Master Fund (BVI), Ltd. ("Tradewinds") and the General Partner of Feehan Partners, L.P. ("Feehan") and has voting and investment power over each entity's respective securities. Scott P. Peters is a director of Tradewinds Master Fund (BVI), Ltd. and the General Partner of PV Partners, L.P. ("PVP") and has voting and investment power over each entity's respective securities. Mr. Peters owns a Roth IRA and an Individual IRA and has voting and investment power over the securities held in them. Tradewinds Master Fund (BVI), Ltd. is a business company organized in the British Virgin Islands. Tradewinds Investment Management, L.P. is its investment manager pursuant to an investment management agreement over which Messrs. Scannell and Peters exercise voting and investment authority and control. (Continued in Footnote 2)
  2. Mr. Peters disclaims beneficial ownership of and receives no pecuniary interest from the securities held by Feehan and Mr. Scannell disclaims beneficial ownership of and receives no pecuniary interest from the securities held by PVP or Mr. Peters' Roth IRA and Individual IRA. Each Reporting Person individually owns less than 10% of the CIGX securities, but as a group, the Reporting Persons own over 10% of the CIGX securities.
  3. On March 9, 2010, the Issuer entered into a Securities Purchase and Registration Rights Agreement ("Agreement") with PVP, Feehan and Tradewinds. Pursuant to the Agreement, the exercise price of warrants held by PVP, Feehan and Tradewinds was reduced from $2 to $1.50 in relation to 500,000, 250,000 and 1,004,386 warrants, respectively.
  4. The amount reported in the Form 4 filed on March 11, 2010 was incorrect.