Filing Details
- Accession Number:
- 0001209191-10-015690
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-09 12:00:00
- Reporting Period:
- 2010-03-08
- Filing Date:
- 2010-03-09
- Accepted Time:
- 2010-03-09 16:57:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1389072 | Heartware International Inc. | HTWR | Surgical & Medical Instruments & Apparatus (3841) | 980498958 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1404254 | David Mcintyre | C/O Heartware International, Inc. 205 Newbury Street, Suite 101 Framingham MA 01701 | Cfo & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-08 | 4,900 | $38.50 | 1,152 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 371 | $38.46 | 781 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 800 | Indirect | see footnote |
Footnotes
- These shares were sold pursuant to a pre-arranged trading plan adopted by the reporting person on February 22, 2010 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $38.30 to $38.87. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- Shares held by Mr. McIntyre's spouse.