Filing Details
- Accession Number:
- 0001181431-10-015021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-09 12:00:00
- Reporting Period:
- 2010-03-06
- Filing Date:
- 2010-03-09
- Accepted Time:
- 2010-03-09 18:28:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1046025 | Heritage Financial Corp | HFWA | Savings Institutions, Not Federally Chartered (6036) | 911857900 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219972 | D Daryl Jensen | Po Box 1578 Olympia WA 98507 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-06 | 1,036 | $14.75 | 128,448 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option | Acquisiton | 2009-02-26 | 450 | $11.35 | 450 | $11.35 |
Common Stock | Non-Qualified Stock Option | Acquisiton | 2009-02-26 | 1,500 | $11.35 | 1,500 | $11.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
450 | 2010-02-26 | 2018-02-26 | No | 4 | A | Direct |
1,950 | 2010-02-26 | 2018-02-26 | No | 4 | A | Direct |
Footnotes
- Grant to reporting person of option to purchase shares of common stock under the issuer's 2002 stock option plan, in a transaction exempt from Rule 16B-3. One third of the option is exercisable annually beginning one year after grant and expires five years after it becomes exerciseable.
- Grant to reporting person of option to purchase shares of common stock under the issuer's 2006 stock option plan, in a transaction exempt from Rule 16B-3. One third of the option is exercisable annually beginning one year after grant and expires five years after it becomes exerciseable.