Filing Details
- Accession Number:
- 0001290798-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-18 13:00:00
- Reporting Period:
- 2010-03-16
- Filing Date:
- 2010-03-18
- Accepted Time:
- 2010-03-18 16:23:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002517 | Nuance Communications Inc. | NUAN | Services-Prepackaged Software (7372) | 943156479 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1290798 | Shagoury John | One Wayside Road Burlington MA 01803 | Co-President Healthcare & Imag | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-16 | 25,000 | $4.84 | 323,828 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-16 | 25,000 | $17.00 | 298,828 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-03-16 | 90,000 | $9.30 | 388,828 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-16 | 90,000 | $17.00 | 298,828 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-03-17 | 10,000 | $9.30 | 308,828 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-17 | 10,000 | $17.00 | 298,828 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-03-16 | 25,000 | $0.00 | 25,000 | $4.84 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-03-16 | 90,000 | $0.00 | 90,000 | $9.30 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-03-17 | 10,000 | $0.00 | 10,000 | $9.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-03-15 | 2011-03-15 | No | 4 | M | Direct |
| 10,000 | 2006-02-17 | 2013-02-15 | No | 4 | M | Direct |
| 0 | 2006-02-17 | 2013-02-15 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a 10b5-1 Sales Plan.
- These options vest 25% on first anniversary date and monthly thereafter for a total 4 year vest period.
- This option vests over a three-year period in equal installments of 1/3 on each grant anniversary date.
Billionaire Hedge Funds
