Filing Details
- Accession Number:
- 0001181431-10-014604
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-08 12:00:00
- Reporting Period:
- 2010-03-04
- Filing Date:
- 2010-03-08
- Accepted Time:
- 2010-03-08 16:57:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 86144 | Safeway Inc | SWY | Retail-Grocery Stores (5411) | 943019135 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1209840 | A Robert Gordon | 5918 Stoneridge Mall Road Pleasanton CA 94588-3229 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-03-04 | 736 | $24.62 | 35,910 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2010-03-05 | 20,769 | $0.00 | 56,679 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-03-08 | 20,000 | $18.11 | 76,679 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-08 | 20,000 | $24.78 | 56,679 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2010-03-05 | 67,500 | $0.00 | 67,500 | $24.67 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-08 | 20,000 | $0.00 | 20,000 | $18.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 67,500 | 2020-03-05 | No | 4 | A | Direct | |
| 98,755 | 2011-03-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 318 | Indirect | By 401(k) Plan |
| Common Stock | 1,015 | Indirect | By Employee Stock Purchase Plan |
Footnotes
- Restricted Stock granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan.
- The price of $24.78 per share represents a weighted average of sales prices ranging from $24.77 to $24.7850 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- Between October 1, 2009 and February 28, 2010, the reporting person acquired 2.8755 shares of Safeway Common Stock under the Safeway 401(k) plan. The information in this report is based on a plan statement dated as of February 28, 2010.
- Between October 1, 2009 and February 28, 2010, the reporting person acquired 9.0781 shares of Safeway Common Stock under the Safeway Employee Stock Purchase Plan. The information in this report is based on a plan statement dated as of February 28, 2010.
- Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan.
- The option becomes exercisable in successive annual increments of 20% of the original number of shares subject to the option, beginning on the first anniversary of the date of grant; the option becomes fully exercisable on 03/05/2015.
- Granted under the Safeway Inc. 1999 Amended and Restated Equity Participation Plan, which is a Rule 16b-3 plan. The option is exercisable in five annual increments of 20%, beginning 3/18/2006 and will be fully exercisable on 3/18/2010.
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