Filing Details
- Accession Number:
- 0001144204-10-015130
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-23 13:00:00
- Reporting Period:
- 2010-03-19
- Filing Date:
- 2010-03-23
- Accepted Time:
- 2010-03-23 13:13:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1397821 | Duff & Phelps Corp | DUF | Finance Services (6199) | 208893559 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413235 | Gerard Creagh | C/O Duff And Phelps Corporation 55 East 52Nd Street New York NY US 10055 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2010-03-19 | 8,410 | $17.72 | 169,485 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2010-03-22 | 1,701 | $17.53 | 167,784 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 27,612 | Indirect | See footnote |
Footnotes
- Shares were delivered to satisfy tax withholding obligations with respect to the vesting of restricted stock.
- Open market sale pursuant to 10b5-1 trading plan adopted by Mr. Creagh on November 23, 2009 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Such shares of Class A common stock are held by a trust for the benefit of Mr. Creagh.
Billionaire Hedge Funds
