Filing Details
- Accession Number:
- 0001181431-10-017144
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-18 13:00:00
- Reporting Period:
- 2010-03-17
- Filing Date:
- 2010-03-18
- Accepted Time:
- 2010-03-18 15:06:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1018113 | F Steven Kaplan | C/O Pegasystems Inc. 101 Main Street Cambridge MA 02142 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-17 | 10,000 | $5.56 | 29,721 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-17 | 8,578 | $39.00 | 21,143 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-17 | 1,422 | $39.10 | 19,721 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2010-03-17 | 47 | $3.35 | 19,768 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-17 | 42 | $39.00 | 19,726 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-17 | 5 | $39.00 | 19,721 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2010-03-17 | 10,000 | $0.00 | 10,000 | $5.56 |
| Common Stock | Stock Option | Disposition | 2010-03-17 | 47 | $0.00 | 10,000 | $3.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2000-06-29 | 2010-06-29 | No | 4 | M | Direct |
| 9,953 | 2001-06-05 | 2011-06-05 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the Stock Option #1 referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- Represents the weighted average of sale prices on 3/17/2010, ranging from $38.78 to $39.21.
- Represents the exercise price of the Stock Option #2 referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- All options were fully vested on date of grant.
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