Filing Details
- Accession Number:
- 0001280656-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-15 13:00:00
- Reporting Period:
- 2010-03-11
- Filing Date:
- 2010-03-15
- Accepted Time:
- 2010-03-15 17:08:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1083318 | Interactive Intelligence Inc | ININ | Services-Prepackaged Software (7372) | 351933097 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1280656 | Jo Pamela Hynes | 7601 Interactive Way Indianapolis IN 46278 | Vp Of Customer Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-11 | 3,727 | $5.99 | 13,534 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-11 | 13,534 | $19.56 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-03-12 | 3,273 | $5.99 | 3,273 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-12 | 2,568 | $5.20 | 5,841 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-12 | 6,000 | $5.20 | 11,841 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-12 | 5,000 | $4.20 | 16,841 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-12 | 15,000 | $5.17 | 31,841 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-12 | 6,250 | $6.66 | 38,091 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-12 | 38,091 | $19.22 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2010-03-11 | 3,727 | $0.00 | 3,727 | $5.99 |
| Common Stock | Stock option (right to buy) | Disposition | 2010-03-12 | 3,273 | $0.00 | 3,273 | $5.99 |
| Common Stock | Stock option (right to buy) | Disposition | 2010-03-12 | 2,568 | $0.00 | 2,568 | $5.20 |
| Common Stock | Stock option (right to buy) | Disposition | 2010-03-12 | 6,000 | $0.00 | 6,000 | $5.20 |
| Common Stock | Stock option (right to buy) | Disposition | 2010-03-12 | 5,000 | $0.00 | 5,000 | $4.20 |
| Common Stock | Stock option (right to buy) | Disposition | 2010-03-12 | 15,000 | $0.00 | 15,000 | $5.17 |
| Common Stock | Stock option (right to buy) | Disposition | 2010-03-12 | 6,250 | $0.00 | 6,250 | $6.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,273 | 2011-12-26 | No | 4 | M | Direct | |
| 0 | 2011-12-26 | No | 4 | M | Direct | |
| 0 | 2014-01-02 | No | 4 | M | Direct | |
| 0 | 2014-01-02 | No | 4 | M | Direct | |
| 0 | 2011-02-17 | No | 4 | M | Direct | |
| 0 | 2012-01-27 | No | 4 | M | Direct | |
| 18,750 | 2015-01-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,074 | Indirect | Indirect by Husband |
| Common Stock | 950 | Indirect | Indirect by Son |
| Common Stock | 950 | Indirect | Indirect by Daughter |
Footnotes
- Represents the sale of 13,534 shares in 16 separate transactions, ranging in price from $19.4800 to $19.7300. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- Represents the sale of 39,081 shares in 20 separate transactions, ranging in price from $19.1900 to $19.4300. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- 1,750 shares vested in four equal annual installments beginning on December 26, 2002.
- Option vested on January 2, 2005.
- 1,500 shares vested in four equal annual installments beginning on January 2, 2005.
- 2,500 shares vested in two equal annual installments beginning on February 17, 2008.
- 3,750 shares vested in four equal annual installments beginning on January 27, 2007.
- 6,250 of these shares vested on January 12, 2010. 6,250 shares will vest in three equal annual installments beginning on January 12, 2011.
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