Filing Details
- Accession Number:
- 0001345211-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-24 13:00:00
- Reporting Period:
- 2010-03-22
- Filing Date:
- 2010-03-24
- Accepted Time:
- 2010-03-24 17:11:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1345211 | Michael Relich | C/O Guess?, Inc. 1444 South Alameda Street Los Angeles CA 90021 | Svp & Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-22 | 5,000 | $8.68 | 24,329 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-22 | 1,700 | $18.10 | 26,029 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-22 | 5,000 | $22.03 | 31,029 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-22 | 11,700 | $46.50 | 19,329 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-03-23 | 2,325 | $41.12 | 21,654 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-23 | 2,300 | $41.71 | 23,954 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-23 | 4,625 | $48.31 | 19,329 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-22 | 5,000 | $0.00 | 5,000 | $8.68 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-22 | 1,700 | $0.00 | 1,700 | $18.10 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-22 | 5,000 | $0.00 | 5,000 | $22.03 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-23 | 2,325 | $0.00 | 2,325 | $41.12 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-23 | 2,300 | $0.00 | 2,300 | $41.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-06-20 | No | 4 | M | Direct | |
| 0 | 2016-03-06 | No | 4 | M | Direct | |
| 15,000 | 2019-04-14 | No | 4 | M | Direct | |
| 775 | 2017-03-19 | No | 4 | M | Direct | |
| 2,300 | 2018-04-03 | No | 4 | M | Direct |
Footnotes
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $46.50 to $46.51. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- The option vested in four equal installments on each December 31 of 2005, 2006, 2007 and 2008.
- Not Applicable.
- The option vested in four equal installments on each January 1 of 2007, 2008, 2009 and 2010.
- The option vests in four equal installments on each December 31 of 2009, 2010, 2011 and 2012.
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $48.30 to $48.3066. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- The option vests in four equal installments on each January 31 of 2008, 2009, 2010 and 2011.
- The option vests in four equal installments on each December 31 of 2008, 2009, 2010 and 2011.
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