Filing Details
- Accession Number:
- 0001144204-10-015126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-23 13:00:00
- Reporting Period:
- 2010-03-19
- Filing Date:
- 2010-03-23
- Accepted Time:
- 2010-03-23 13:09:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1397821 | Duff & Phelps Corp | DUF | Finance Services (6199) | 208893559 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413238 | Brett Marschke | C/O Duff And Phelps Corporation 55 East 52Nd Street New York NY US 10055 | Executive Vp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2010-03-19 | 4,412 | $17.72 | 69,899 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2010-03-22 | 1,090 | $17.52 | 68,809 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-03-22 | 300 | $17.64 | 68,509 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares were delivered to satisfy tax withholding obligations with respect to the vesting of restricted stock.
- Open market sale pursuant to 10b5-1 trading plan adopted by Mr. Marschke on November 30, 2009 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Billionaire Hedge Funds
