Filing Details
- Accession Number:
- 0001144204-10-011456
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-04 12:00:00
- Reporting Period:
- 2010-03-02
- Filing Date:
- 2010-03-04
- Accepted Time:
- 2010-03-04 14:18:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
876883 | Mdc Partners Inc | MDCA | Services-Advertising Agencies (7311) | 980364441 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
928142 | Robert Kamerschen | C/O Mdc Partners Inc. 950 Third Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Acquisiton | 2010-03-02 | 4,000 | $9.70 | 191,861 | No | 4 | P | Direct | |
Class A Shares | Acquisiton | 2010-03-03 | 11,000 | $9.87 | 202,861 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Shares | 187,861 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Shares | Stock Options | $8.95 | 2006-04-28 | 2016-04-28 | 25,000 | 25,000 | Direct |
Class A Shares | SARs | $3.72 | 2010-03-10 | 2014-03-09 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-04-28 | 25,000 | 25,000 | Direct |
2014-03-09 | 10,000 | 10,000 | Direct |
Footnotes
- Includes 8,000 Class A Shares of Restricted Stock (4,000 previously granted on May 2, 2007, and 4,000 previously granted on April 29, 2008), which will vest 100% on the third anniversary of the respective grant dates (each, a "Vesting Date"), contingent upon the Reporting Person's continued service as a director through each such Vesting Date.
- Reflects the open market purchase of Class A Shares by the Issuer.
- Stock Options (previously granted on April 28, 2006) expire ten (10) years from the grant date.
- The Stock Appreciation Rights ("SARs") granted on March 10, 2009, vest over three (3) years from the Grant Date: 33% (3,300 Class A Shares) on the first anniversary of the Grant Date, 33% (3,300 Class A shares) on the second anniversary of the Grant date, and 34% (3,400 Class A Shares) on the third anniversary of the Grant Date, and expire five (5) years from the Grant Date. These SAR's may be settled in cash or stock, at the discretion of the Issuer.