Filing Details
- Accession Number:
- 0001140361-10-013100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-22 13:00:00
- Reporting Period:
- 2010-03-18
- Filing Date:
- 2010-03-22
- Accepted Time:
- 2010-03-22 16:43:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1071992 | Capital Bank Corp | CBKN | State Commercial Banks (6022) | 562101930 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409540 | C David Morgan | P.o. Box 18949 Raleigh NC 27619-8949 | Evp & Chief Banking Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-18 | 1,730 | $3.47 | 7,081 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $15.80 | 2003-12-12 | 2013-12-12 | 5,000 | 5,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $18.18 | 2004-12-16 | 2014-12-16 | 3,500 | 3,500 | Direct |
Common Stock | Stock Option (Right to Buy) | $6.00 | 2018-12-18 | 15,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-12-12 | 5,000 | 5,000 | Direct |
2014-12-16 | 3,500 | 3,500 | Direct |
2018-12-18 | 15,000 | 15,000 | Direct |
Footnotes
- Includes shares of restricted stock granted to the reporting person on 12/20/2007 with restrictions lapsing in three equal annual installments beginning on 12/20/2008.
- 20% exercisable on 12/18/2009; 40% exercisable on 12/18/2010; 60% exercisable on 12/18/2011; 80% exercisable on 12/18/2012; 100% exercisable on 12/18/2013.