Filing Details

Accession Number:
0001140361-10-013102
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-22 13:00:00
Reporting Period:
2010-03-18
Filing Date:
2010-03-22
Accepted Time:
2010-03-22 16:43:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1071992 Capital Bank Corp CBKN State Commercial Banks (6022) 562101930
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1269857 Iii R George Perkins 1823 Boone Trail Road
Sanford NC 27330
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-18 51,900 $3.47 138,352 No 4 P Direct
Common Stock Acquisiton 2010-03-18 173,000 $3.47 287,115 No 4 P Indirect By Proxy for Father
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By Proxy for Father
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $10.65 2001-12-28 2011-12-28 5,000 5,000 Direct
Common Stock Stock Option (Right to Buy) $18.36 2004-12-31 2014-12-31 2,000 2,000 Direct
Common Stock Phantom Stock Units $0.00 2011-01-27 2011-01-27 7,342 7,342 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-12-28 5,000 5,000 Direct
2014-12-31 2,000 2,000 Direct
2011-01-27 7,342 7,342 Direct
Footnotes
  1. Reporting person has a revocable proxy agreement dated 2/17/2000 to vote 100% of shares owned by his father, George R. Perkins, Jr.
  2. "Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.