Filing Details
- Accession Number:
- 0001140361-10-013103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-22 13:00:00
- Reporting Period:
- 2010-03-18
- Filing Date:
- 2010-03-22
- Accepted Time:
- 2010-03-22 16:44:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1071992 | Capital Bank Corp | CBKN | State Commercial Banks (6022) | 562101930 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1270449 | W Don Perry | P. O. Box 1027 Sanford NC 27330 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-18 | 8,650 | $3.47 | 37,827 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-03-18 | 51,900 | $3.47 | 96,165 | No | 4 | P | Indirect | By Affiliated Corporation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Affiliated Corporation |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,058 | Indirect | By Spouse |
Common Stock | 900 | Indirect | By Minor Child |
Common Stock | 900 | Indirect | By Minor Child |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $10.65 | 2001-12-28 | 2011-12-28 | 5,000 | 5,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $18.36 | 2004-12-31 | 2014-12-31 | 2,500 | 2,500 | Direct |
Common Stock | Phantom Stock Units | $0.00 | 2011-01-27 | 2011-01-27 | 7,792 | 7,792 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-12-28 | 5,000 | 5,000 | Direct |
2014-12-31 | 2,500 | 2,500 | Direct |
2011-01-27 | 7,792 | 7,792 | Direct |
Footnotes
- Lee Brick & Tile Company - 4% owned by reporting person.
- "Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.