Filing Details

Accession Number:
0001140361-10-013103
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-22 13:00:00
Reporting Period:
2010-03-18
Filing Date:
2010-03-22
Accepted Time:
2010-03-22 16:44:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1071992 Capital Bank Corp CBKN State Commercial Banks (6022) 562101930
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1270449 W Don Perry P. O. Box 1027
Sanford NC 27330
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-18 8,650 $3.47 37,827 No 4 P Direct
Common Stock Acquisiton 2010-03-18 51,900 $3.47 96,165 No 4 P Indirect By Affiliated Corporation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By Affiliated Corporation
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,058 Indirect By Spouse
Common Stock 900 Indirect By Minor Child
Common Stock 900 Indirect By Minor Child
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $10.65 2001-12-28 2011-12-28 5,000 5,000 Direct
Common Stock Stock Option (Right to Buy) $18.36 2004-12-31 2014-12-31 2,500 2,500 Direct
Common Stock Phantom Stock Units $0.00 2011-01-27 2011-01-27 7,792 7,792 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-12-28 5,000 5,000 Direct
2014-12-31 2,500 2,500 Direct
2011-01-27 7,792 7,792 Direct
Footnotes
  1. Lee Brick & Tile Company - 4% owned by reporting person.
  2. "Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.