Filing Details
- Accession Number:
- 0001140361-10-013105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-22 13:00:00
- Reporting Period:
- 2010-03-18
- Filing Date:
- 2010-03-22
- Accepted Time:
- 2010-03-22 16:46:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1071992 | Capital Bank Corp | CBKN | State Commercial Banks (6022) | 562101930 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204278 | Iii J Samuel Wornom | P. O. Box 1248 Sanford NC 27330 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-18 | 34,600 | $3.47 | 34,600 | No | 4 | P | Indirect | By Affiliated Company |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Affiliated Company |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 103,377 | Direct | |
| Common Stock | 1,194 | Indirect | As Trustee |
| Common Stock | 1,194 | Indirect | As Trustee |
| Common Stock | 4,553 | Indirect | By Family Limited Partnership |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $10.65 | 2001-12-28 | 2011-12-28 | 7,000 | 7,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $18.36 | 2004-12-31 | 2014-12-31 | 2,750 | 2,750 | Direct |
| Common Stock | Phantom Stock Units | $0.00 | 8,870 | 8,870 | Direct | ||
| Common Stock | Phantom Stock Units | $0.00 | 2011-01-27 | 2011-01-27 | 8,447 | 8,447 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-12-28 | 7,000 | 7,000 | Direct |
| 2014-12-31 | 2,750 | 2,750 | Direct |
| 8,870 | 8,870 | Direct | |
| 2011-01-27 | 8,447 | 8,447 | Direct |
Footnotes
- Education Irrevocable Trust: Bryan J. Philips and Samuel J. Wornom, III, Trustee.
- Education Irrevocable Trust: Richard C, McKay, Jr. and Samuel J. Wornom, III, Trustee.
- "Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
- Cross Creek Associates - 26% owned by reporting person
Billionaire Hedge Funds
